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Jessica Toonkel Marquez

Jessica was a reporter for InvestmentNews from 2009 to 2011. Afterwards she moved on to Thomson Reuters working as a reporter and correspondent, then to 'The Information' as a senior reporter, and in 2022 became Deputy Media Editor at The Wall Street Journal. Connect with her on LinkedIn here.

Displaying 277 results

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Raymond James eyes alternative and floating-rate funds

Over the past few months, the broker-dealer has received increased interest in mutual funds that aren't correlated to the equity markets,

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Mass. securities cop claims Securities America misled investors

The Massachusetts Securities Division today filed a complaint against Securities America Inc., charging that the broker-dealer and subsidiary of Ameriprise Financial Inc. misled investors when it sold them private-placement securities.

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Invesco to slow parade of new products after launching small-cap ETFs

Invesco PowerShares Capital Management LLC today launched nine small-cap-sector exchange-traded funds, but that's going to be the last new offerings the firm rolls out for a while.

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IN conversation with: Richard Weil, Janus Capital

Since coming on board in February as CEO of Janus Capital Group Inc., Richard M. Weil has set the groundwork for his firm's goals for 2010 and beyond.

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BNY Mellon mulling absolute-return funds for retail investors

BNY Mellon Asset Management executives are looking into launching pension-style absolute-return mutual funds for U.S. retail investors.

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Finra looks to fill holes in BrokerCheck net

Former brokers with disciplinary records are going to find it harder to cover their tracks if the Financial Industry Regulatory Authority has its way. Today, the brokerage industry's self policing body proposed further expansion of broker information available through its free BrokerCheck service.

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For boomers, reality bites

Randy Kamen gredinger and her husband, Martin, had big dreams for retirement.

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Dead federal estate tax rises from the ashes

With the federal estate tax law having lapsed — and no sign that Congress is planning to address the issue anytime soon — a growing number of states are taking matters into their own hands.

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States breathe life into death tax

With the federal estate tax having lapsed — and with no sign that Congress is going to address the situation — the Virginia State Legislature is taking matters into its own hands.

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Official at Utah’s securities cop eyes suit against regulator: Sources

George Robison, the director of licensing for the Utah Division of Securities, is discussing taking legal action against his employer for retaliating against him for participating in an audit of the division a couple of years ago, according to people familiar with the situation.