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Laura Sanicola

Laura was an Editorial Intern at InvestmentNews in 2015 before moving on to work as a reporter for CNN Business, then The Insurance Insider, and then Reuters. She Tweets at: @LauraSanicola

Displaying 33 results

Topic

As market volatility spikes, investors plan to lift allocation to alternatives: Survey

Pensco study finds SEC's crowdfunding rule likely to draw investors to more private equity-like vehicles.

Topic

Finra arbitration cases are down, but the rest of the year may tell another story

A former Finra director says wild market gyrations over the summer will induce cases that could take months to fully reveal themselves.

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$5B Credit Suisse team latest to spurn Wells Fargo by joining Morgan Stanley

Wells finds exclusive recruiting agreement not enough to close the deal with all of the Swiss firm's brokers.

Topic

UBS hires three Credit Suisse teams with $3.2B in assets

Houston-based brokers, who specialize in ultra-high-net-worth clients, include vets from Credit Suisse.

Topic

Merrill Lynch team with $700M AUM leaves to launch RIA

Four advisers start Cardan Capital Partners in Denver.

Topic

Pennsylvania advisers with $425M AUM jump to UBS

One three-man team had $270M in assets, while a fourth individual joining separately had $155M.

Topic

When living on Social Security won’t cut it

Insured Retirement Institute offers four pieces of advice to clients retiring on fumes.

Topic

Could a one-time extra Social Security payment be coming your way?

Sen. Elizabeth Warren, D-Mass., recently introduced legislation to pay $581 to each person receiving retirement benefits to offset no cost of living adjustment in 2016.

Topic

$258M UBS team goes independent with Wells Fargo FiNet

Curtis Rach and Jud Crary join established practice in Irvine, Calif.

Topic

Cutting clients’ tax liability becomes top of mind for advisers as tax season opens

InvestmentNews webcast panel says charitable giving, mutual fund capital gains distributions and RMDs key issues to cover.