DOL urged to refresh guidance for target-date funds
New report argues the guidelines, developed more than a decade ago, must be updated to better reflect current landscape of 401(k) plan options.
What are asset managers doing about DEI?
Inaugural report covering 1,200 firms shows adoption of formal DEI policies, recruitment programs, and best practices to tackle representation gap.
Private Advisor Group expands in Tennessee
The independent RIA bolsters its community in the East Coast as it welcomes former Edward Jones advisor.
BlackRock-backed Willow wants to help advisors catch the wealth transfer wave
With fresh funding, the startup catering to financial advisors is offering new courses geared towards women and NextGen investors.
Fiducient Advisors names new president
The NFP affiliate firm announces industry veteran in a planned succession as its leader of nearly 20 years steps down.
Trump Media stock plunges after SEC auditing bombshell
The company’s share price slumped after the federal regulator revealed charges of “massive fraud” against its auditing firm, leading to $14M in penalties.
Where will RIA buying be strongest in the next year?
Inaugural M&A research reveals which wealth firm segment looks sweetest for dealmakers, aggregators, lenders, and consultants.
Betterment bolsters advisor offering with enhanced XYPN partnership
The wealth tech provider is giving fee-only advisors access to more resources and lowering barriers for those just getting started.
FusionIQ launches platform for breakaway advisors
From portfolio management to compliance and client onboarding, the new offering takes direct aim at common headaches for independent practices.
The life insurance need gap has hit a record high
Limra research finds more Americans than ever see a need for more coverage, but lack of knowledge still holds them back.