PSSSSST: FOR A HOT COLD-CALL LIST, CHECK CONGRESSIONAL DIRECTORY: DISCLOSURE FORMS SHOW MOST REGULATORS COULD USE HELP IN PLANNING
Many of the federal regulators who oversee financial planners might want to consider consulting with them instead. Take…
PLANNER BODY AXES HEAD: FEE-ONLY GROUP’S CEO, OUT AFTER 10 MONTHS, CRIES FOUL
The National Association of Personal Financial Advisors has dismissed its president and chief executive officer. Chairman Mark Spangler…