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Sara Hansard

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PSSSSST: FOR A HOT COLD-CALL LIST, CHECK CONGRESSIONAL DIRECTORY: DISCLOSURE FORMS SHOW MOST REGULATORS COULD USE HELP IN PLANNING

Many of the federal regulators who oversee financial planners might want to consider consulting with them instead. Take…

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PLANNER BODY AXES HEAD: FEE-ONLY GROUP’S CEO, OUT AFTER 10 MONTHS, CRIES FOUL

The National Association of Personal Financial Advisors has dismissed its president and chief executive officer. Chairman Mark Spangler…