Colorado firm JBA Wealth Management moves to LPL.
Fired in 2016, Kevin Smith was barred Monday for not providing testimony in investigation.
New stock and business loan plans are part of a broader outreach to 8,000 advisers.
Melvin Wimmer was also ordered to pay more than $3 million in restitution to clients.
Judge rules that John Lockette was bound by a company policy requiring employees to arbitrate all claims.
She is being replaced by Jonathan de St. Paer, currently a senior executive at the group.
Accounting scandal from 2014 could wind up costing shareholders 75 cents per share, analyst says.
Many of them previously worked at A.G. Edwards, the firm founded by the great-great-grandfather of Benjamin F. Edwards & Co.'s CEO.
The wirehouse has felt blowback from the bank's scandals in the form of lost advisers and assets. But is the tide turning?
Action comes as SEC continues crackdown on low-priced securities.
