Mark Hopkins, who was barred by Finra in 2019, said he would put the funds in an investment earning 6% or 7%
The proposal fails to account for evidence that long-term investors, like retirees, are likely to earn better returns
The veteran advisers, natives of Venezuela, are based in Miami
Cornerstone Financial Planning in Florida is led by a brother-sister team
The class action alleges the company didn’t prudently monitor record-keeper expenses
Regulators say older advisory workforce may have issues related to cognitive impairment
Stephen Langlois will serve as president while James Poer remains CEO of the parent company
This year’s Excellence in Diversity & Inclusion firm finalists are honored for their efforts to foster diversity and inclusion within their own firms or the financial advice profession
These Excellence in Diversity & Inclusion firm finalists are recognized for their initiatives developed to increase diversity and inclusion of their firms or clients
COVID-19 could have long-term consequences for Americans' retirement security, says the Secure Retirement Institute
