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LPL nabs advisor managing $325 million at Merrill Lynch
Christopher Coffin is opening a new firm, Coffin Financial Group, in Austin, Texas.
Finra bars advisor who focused on special needs
Andrew Komarow was featured in InvestmentNews in May 2021 for his focus on understanding special-needs financial planning.
Cetera CEO Antoniades: ‘I’m not going anywhere’
Regardless, plenty of questions remain about the future of the long-time Cetera executive.
LPL adds Royal Alliance team overseeing $230 million in assets
Lexington, Kentucky-based VFG Wealth Management and Benefit Solutions works with both individuals and small businesses.
Merit Financial adds LPL veteran Andy Kalbaugh to its board
Kalbaugh will work with the fast-growing wealth management firm's executive leadership on strategic planning.
$881 million team from Securian moves to Commonwealth
Foundations Financial Partners in Doylestown, Pennsylvania, had been affiliated with Securian for 32 years.
$200 million team from Valic signs on with LPL
Rodney Van Buren and Whitney Colton have launched Van Buren Wealth Management in Melbourne, Florida.
10 IBDs that earned the most fees in 2022
As independent broker-dealers’ shift toward fee revenue continued last year, here are the firms that earned the most in fees.
LPL nabs Edward Jones duo in Tennessee
Todd Rosel and Larry D. Smith oversee $310 million in assets and are combining their practices to form a new firm, Integrity Wealth Advisor Group.
Southwestern Pennsylvania credit union moves to CUSO Financial Services from LPL
Pittsburgh-based Clearview Federal Credit Unit has 117,000 members with more than $1.8 billion in assets.
Firm headed by former NFL player joins LPL from Lincoln Financial
Newport, Kentucky-based Hoff Bujnoch & Associates is led by Digger Bujnoch and oversees $150 million in client assets.
Cetera continues RIA push with purchase of $1.45 billion Kansas firm
At the end of April, The Retirement Planning Group had 14 advisors and 40 employees.
Advisor Group hires Dynasty co-founder Ed Swenson to lead RIA channel
The independent broker-dealer is developing different channel strategies as part of its rebranding, and RIAs are a big part of that.
Alex. Brown adds Morgan Stanley advisor managing $509 million
Miami-based Eva Marina Ovejero has more than two decades of experience.
Advisor managing $475 million at Bank of America Private Bank joins LPL
Amy Lawrence is launching Gorilla Investments Co. in Miami.
Wall Street banks are using AI to rewire finance
Banks' interest is growing in the evolving technology of artificial intelligence and its likely impact on their business.
Atria says $1.1 billion team from Signature Bank joins Cadaret Grant
The trio will affiliate with Jericho, New York-based American Investment Planners, Cadaret Grant's largest branch.
Pennsylvania team rejoins LPL after stint at Cambridge
Wexford-based Individual Financial Services, which oversees $400 million in assets, had left LPL for Cambridge in 2015.
Schwab advisor overseeing $375 million switches to Edward Jones
Warren Anderson, who’s based in Littleton, Colorado, had been affiliated with Schwab since 1999.
10 IBDs with the most net new clients in 2022
New clients are essential to the growth of advisory firms. Here are the independent broker-dealers that added the most clients last year.
