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3 things financial advisers need to know when serving female clients
Perhaps when it comes to their financial lives, women are a lot like men but with higher standards.
SEC enforcement actions trail last year’s record numbers: Study
Agency has filed 508 enforcement actions through the first three quarters of fiscal 2016, down 8% from last year.
The case for favoring revenue bonds over general obligation bonds
General obligation bonds have encountered problems as municipal issuers face rising fixed legacy costs that challenge revenue growth.
Lawsuit could force delay to DOL fiduciary rule implementation
Experts weigh plaintiffs' likely arguments versus Labor Department's legal standing and odds in court.
Financial planners foresee little disruption to practices from DOL fiduciary rule
Three investment advisers who charge fees, commissions and by the hour for their services don't anticipate big changes at their firms.
LPL partners with BlackRock’s FutureAdvisor, paving way for robo-pilot program
The broker-dealer first announced a robo initiative last summer, but has held off until now, as they've teamed with BlackRock's FutureAdvisor on a new adviser-facing robo.
Charles Schwab fires latest salvo in low-cost TDF war
The firm's new target-date mutual funds beat out Fidelity and Vanguard funds in price by two basis points.
The keys to successful succession planning
Client retention and creating a service-based strategy for a seamless transition are paramount.
What advisers can expect from an SEC exam
An exam can be demanding and time-consuming, but it will go smoother if you prepare for it in advance. (Plus: 10 tips to survive an SEC exam)
Morningstar expands access to ESG fund scores for socially conscious investors
Investors can see how funds rate when it comes to sustainability factors. But public access could mean more pressure and focus on ESG issues from clients.
Hosting radio shows helps advisers attract clients
Radio shows can establish an adviser's credibility and help win new clients, but it's a marketing gamble that doesn't always pay off.
Druckenmiller backs Kasich as best bet to beat Hillary Clinton
'Kasich has been my favorite all along,' the billionaire money manager said.
Investing in India is gaining appeal with advisers
The world's seventh-largest economy is gaining appeal with advisers, and investors are salivating over the country's rich demographics.
Buyout spree looms as discounts in U.S. real estate stocks deepen
More takeovers may follow Strategic Hotels, BioMed deals as REIT shares offer 15% discount to buying individual buildings.
