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SEC report revisits sting of unsolved Aug. 24 market slide
That date still leaves some ETF fans shaking in their boots. The report tells us what happened, but not why or what to do to prevent future recurrences.
Robos will fare well in market volatility with nerves of steel
Online investment platforms, which for the most part offer passive investment portfolios, say their clients can handle market volatility in 2016.
What we’ll remember about the markets in 2015
Some highs and lows, swings and misses
4 ways to successfully prepare your firm for big tech changes
Understanding how you work with your technology today will ensure you understand the impact of the changes you are planning.
RCAP evaluating Docupace’s role amid bankruptcy filing
RCS Capital Corp. is still evaluating Docupace, the SEC- and Finra- compliant paperless processing system used by its retail broker-dealer network, as RCAP prepares to file for bankruptcy.
Face time just as important to younger clients
When figuring out how to best engage with clients, age is only one factor that should be taken into consideration
Technology for the holidays
Some ideas on what to send to clients, and how to do it
A robo-adviser may be in the works for Morgan Stanley
Wealth Management President Gregory Fleming says a digital platform could attract younger clients to the firm.
Robo-advisers demand attention
Financial professionals need not fear robo-advisers, but they can't afford to ignore them
Cybersecurity touches clients, staff
What may happen when cybercriminals target the financial advisory industry?
Former Cetera boss named new FolioDynamix president
Steve Dunlap takes the helm at the wealth management tech provider FolioDynamix.
Setting adviser social media resolutions for the new year
Now is the time to determine marketing strategies to achieve your goals in the coming year.
Wealthbox launches new CRM version with Gmail integration
Wealthbox, a client relationship management system for financial advisers, will launch its latest CRM platform to integrate widely-used Gmail accounts.
Bank teams up with FutureAdvisor to offer clients investment platform
BBVA isn't the only bank with eyes on algo-driven advice, the next trend in the robo-movement.
Robo-advisers can have a positive influence on clients’ financial literacy
Better client understanding of the investing process should be a boon to the client-adviser relationship.
Personal Capital hires investment bank to find buyer, funding – peHUB
Personal Capital, the hybrid robo-adviser with $1.5 billion in assets under management, is seeking a buyer and is in its fifth funding round, according to private equity website peHUB.
Advisers are texting, but are they compliant?
Firms need to have proper supervision over their advisers' text messaging activities as regulators pay closer attention to compliance infractions.
Commonwealth Financial builds its own client management system
Commonwealth Financial Network has created its own CRM to replace its previous Microsoft Dynamic model.
Adviser’s Consultant: Separate your robo and traditional planning offers to succeed in two markets
Art Haws of HawsGoodwin Financial says advisers must consider cost, integration and marketing the new automated platform separately from the main financial planning operation.
2015 tips for advisers’ tech and taxes
Keeping track of technology goes beyond keeping up on the trends for advisers. Pay heed to these simple tax strategies to save a few dollars.