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Asset gathering made easier
New software examines patterns and modeling activities across a broker-dealer’s book of business.
BofA brokers set to get updated workstations
From a technology standpoint, brokers at Bank of America Corp. are sitting pretty. The bank’s acquisition of…
Advent closes deal with Tamale
Advent Software completes acquisition of Tamale Software, and Minuteman Advisor Services offers an online portfolio rebalancing platform.
Advisers greet a financial ‘Facebook’
Spencer Green didn't anticipate the current financial crisis when he created MeettheBoss.com, but Wall Street's problems may help the new networking site take off.
Don’t blame technology
Where was all of Wall Street’s expensive, supposedly advanced technology when we needed it? Shouldn’t technology have helped to avert the current economic and financial mess?
Fidelity site ranked No. 1 for intermediaries
Lauded for its ability to make use of advanced technology to make its website user-friendly, Fidelity Investments Institutional Services Co. of Boston was ranked as the financial intermediary with the best website by kasina LLC.
Advisers get their 15 minutes
While financial advisers provide far from the most popular content on YouTube, they are there.
LPL to pay $275K fine for hacking incidents
LPL Financial has agreed to pay a $275,000 penalty for violating customers' privacy, the Securities and Exchange Commission said Thursday.
Glitch once again shuts down London Stock Exchange
The London Stock Exchange PLC halted trading for three and a half hours on Thursday because of a technical glitch that prevented some customers from connecting to its systems.
MoneyGuidePro updates offer more flexibility, automation
The latest version of Money-GuidePro focuses on flexible features designed to automate an adviser's initial meetings with clients.
Finra, SEC rules constrain advisers in blogosphere
Advisers who rely on blogs to communicate with their clients view the activity as a harmless, inexpensive technology.
MailBanc compliance platform, DTCC revamp
MailBanc, a communications and compliance platform tailored for financial advisers has been relaunched this month.
SEC’s big IDEA — put EDGAR out to pasture and modernize
Once considered the gold standard of web-based financial reporting technology, EDGAR, the Securities and Exchange Commission's long-serving form-based corporate filing system, is to be replaced.
Networking, Monte Carlo & E.T. investing
It’s not often a really cool social networking site just for financial advisers comes along.
Website gives drill-down information on potential advisers
Scott Barkow, an adviser with Raymond James & Associates Inc. of St. Petersburg, Fla., isn't happy about the challenging economy and how it could hurt new business.
Morningstar buys FCSI, Fidelity e-signatures
Financial Computer Support Inc. makes the dbCAMS portfolio management software used by thousands of advisers.
Portfolio management tool may come to the iPhone
Professional-grade financial services applications may soon be coming to the iPhone.
Dragon software, data standards
Dictation software frees advisers from the mouse. The MMI and Peridrome predict savings to the managed accounts industry.
Outsourcing is the answer for small firms, some say
Some financial advisers are finding that outsourcing most of their day-to-day tasks, including many administrative duties, saves time and is cost-effective.
PC survey and mergers to watch
There’s some movement in the data consolidation and reconciliation industry that advisers should keep an eye on.
