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GWG bondholders tee up lawsuits against broker-dealers, executives
GWG was a 'classic Ponzi scheme,' according to a group representing investors.
Had a bad year? It could’ve been worse
2022 was marked by soaring inflation and a sinking stock market, but it had some redeeming features, including the fact that increasingly fee-based revenues make it easier for advisory firms to weather such storms.
J.P. Morgan partners with cash management platform Trovata
Trovata will host the Morgan Money corporate investing and trading solutions.
Are semitransparent ETFs inadvertently creating a market for fully transparent ETFs?
After nearly a decade of fighting for regulatory approval of semitransparent ETFs, the asset management industry is realizing what investors really want.
Moody’s bumps up LPL debt to investment grade from ‘junk’
Meanwhile, LPL is launching an effort to pursue wealthier clients.
Higher yields on cash give advisers another asset allocation tool
The Federal Reserve's fight against inflation has turned boring cash accounts into top performers.
GWG chiefs bolt in middle of bankruptcy
Over the past 12 months, the company's shares have fallen from a high of $10.55 to Monday's price of $1.03.
Junk-bond ETF sees almost $1 billion of inflows ahead of Fed
Risk assets of all stripes have been climbing amid optimism that the Fed will dial back the pace of its rate hikes after it announces what's expected to be its fourth 75-basis-point rate hike in a row this week.
LPL sees demand for yield products amid down market
Commission revenue for fixed-income investments and annuities increased in the third quarter at LPL.
Rush to buy I bonds overwhelms Treasury website
As investors try to buy the bonds before the rate drops, they're reporting glitches in creating accounts and delays in loading pages on the Treasury website, along with long wait times when calling the helplines.
Clock is ticking on 9.62% I bond yields
Financial advisers have until Nov. 1 to help clients lock in the current rate, which drops by a third to 6.48%.
Bond market doesn’t see volatility fading away anytime soon
While the high volatility can provide buying opportunities, any effort to call a bottom has been thwarted as yields drifted higher.
Lead broker-dealer seller of GWG L bonds sues its insurers
'No one is going to want to settle with broker-dealers over GWG claims until the bankruptcy is resolved,' an attorney said about the lawsuit filed by Emerson Equity.
Market sell-off puts mutual funds on track for $1 trillion of outflows in 2022
The appeal of the old-school fund wrapper is taking a big hit as investors and advisers move to the sidelines.
Morgan Stanley rides wealth management as a third-quarter highlight
The wealth management group attracted $65 billion in net new asset during the quarter, pushing the total this year to $260 billion.
Rising interest rates make cash management fun again
Financial advisers are adding value by finding higher yields for clients' cash balances.
As Fed battles inflation, fixed-income investing regains popularity, purpose
Experts advise taking advantage of higher bond yields while bracing clients for the near certainty of a recession.
Fintech app Yotta rolls out feature that helps investors buy Treasury I bonds
I-Bonds Bucket allows users to invest in the securities while bypassing the glitchy TreasuryDirect.gov website.
Market pullback, recession threat send more financial advisers to alternatives
In an RIA Lab discussion of what investors should expect from alternative investments, panelists note that fees are high and liquidity is limited.
Sustainable bond sales fall far behind 2022 projections
But for sustainability-linked bonds, sales are up 18% year-to-date compared with this time in 2021, according to S&P.
