Commonwealth Financial Network announced Tuesday that a pair of advisors overseeing more than $230 million in client assets joined the firm from Advisor Group.
Advisors Michael Critchfield and Matthew DiGiacomo, along with their team, operate as Core Financial Group in Yuba City, California. The rest of team includes Evan Pugh and Matthew Debiase, both para planners, and Jen Wilson, office manager.
In a statement, DiGiacomo cited Commonwealth’s “technology, service, and culture.”
“The advisor-centric, service-oriented culture aligns with who we are and the way we serve our own clients,” he said.
Critchfield had been associated with Woodbury Financial Services, a unit of Advisor Group, since 2010, and started his career at Edward Jones in 2005, according to his BrokerCheck report. DiGiacomo had been affiliated with Woodbury since 2011 and started at Edward Jones in 2002.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
