The incentive program will translate into an extra 1% of shares for clients who put money into the REIT through April 1.
One advisor thought he found a loophole to clean his record. A federal judge had other ideas.
Minority stake fuels national rollout of SuccessionFully platform as advisor retirements surge ahead.
Regulator says flawed disclosures and weak oversight led to excess fees and hidden interest at American Portfolios.
“The 2025 tariffs caused difficulties in the market,” said Mark Zalatoris, CEO of the Inland Real Estate Income Trust Inc. “Investors in real estate are looking at uncertainty."
The latest advisors jumping to the wirehouse's traditional brokerage and FiNet channels include defectors from Edward Jones, Ameriprise, and UBS.
The Connecticut practice, led by two LPL veterans, arrives as Cetera steps up its charm offensive for advisors seeking new affiliations.
The Bluerock Private Real Estate Fund ended its first day of trading at $14.70 per share, a 39.7% decline from its value last week.
After a record year for RIA M&A, Cohen says deal activity is poised to speed up as private equity-backed firms hit the exit phase of their investment cycle.
Meanwhile, Alex David has also left Raymond James to become CEO of Equity Services Inc.
New estate and retirement income tools widen the planning playbook for Cetera’s 12,000 advisors, with an eye on tax, financial security, and multi-generational relationships.
Raymond James is turning to the longtime asset management executive to steer its multi-boutique platform while supporting an aggressive ETF build-out.
An advisor quartet managing $300 million also joined an indie practice within Ameriprise, while Commonwealth Financial Group's latest hires include an ex-Citi Private Bank leader who previously oversaw $3.6 billion in client assets.
The broker at the heart of the matter in question is Robert Prettyman, according to a consent order from November.
Bluespring's acquisition-led strategy brought in more than $6 billion, while Concurrent’s minority-stake model helped drive a 50% jump in assets.
The self-regulator doesn’t cite recent GPB private placement fraud and GWG Holdings fraud in 2026 regulatory oversight report.
Investors in the Bluerock Total Income + Real Estate Fund should be ready for at least a slight hit once the company begins trading on December 16, according to a filing Monday with the SEC.
Coming from US Bank, Eric Freedman takes charge of Northern Trust’s private client investment engine as his predecessor in the C-suite shifts into a key Northeast role.
Cetera also extended its 2025 Commonwealth recruitment streak, while Citizens Private Wealth stepped into the retirement planning space with a 401(k)-focused advisory team.
Veteran dealmaker Jason Ehrlich steps into a newly created role as the Las Vegas-based hybrid RIA leans harder into M&A and strategic partnerships.
