“The evidence in this case was overwhelming,” says an attorney.
“It makes you wonder what’s next,” says one recruiter.
The PE-backed wealth platform is helping affiliated financial professionals advance their people and practice skills through the virtual and in-person program.
With a team of nine advisors, the nearly 30-year-old practice expands LPL's footprint with two additional locations in Texas.
Will LPL Financial Holdings Inc. be dragged through the mud in the wake of Arnold’s firing?
The newest hires at RayJay's bring over half a century of experience to its employee advisor channel in California.
With the deal finished, the broker-dealer colossus is moving on to the critical task of assimilating roughly 2,400 advisors into its network.
The veteran with more than 25 years' experience will drive the firm's expansion into SMAs, alts strategies, and address advisors' need for low-cost access to crucial ETF strategies.
Meanwhile, other broker-dealers are talking to teams of B. Riley financial advisors.
With more than four decades of combined experience, the broker-dealer giant's latest additions reportedly oversaw $150M in assets.
The veteran with more than 25 years of experienced is joining the firm's employee advisor division in North Carolina.
“Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
The newest additions to the firm's employee advisor arm will operate its inaugural location in the Big Apple.
“With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.
The 44-year veteran joining the firm's employee advisor channel joins after managing $112M at the wirehouse.
The brokerage giant is enlarging its network of affiliations yet again with the veteran-led practice coming in from Osaic.
The experienced financial advisor is breaking away in Jacksonville after managing $210M at the wirehouse.
The broker-dealer giant's new 43,000-square foot home office in Tempe will serve as a base to support even more advisors.
The trio of professionals joining Raymond James Financial Services in the mountain state come with experience from LPL and Zion Bank.
The pair formerly with Truist Financial, including one best-in-state awardee, are expanding LPL's footprint in Florida as they seek more flexibility and control for their practice.
