Matthew Holbrook is joining Linsco and will launch Coastline Wealth Advisory in Irvine, California.
The firm, founded in 2009 during the financial crisis, is ready for its next phase.
The total of 6,757 advisors moving between advisory and brokerage firms in the first half is the lowest level seen in the data, which go back to 2009.
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
The Royal Alliance name and brand had been around since 1989.
The acquisition brings Cetera nearly $50 billion in client assets and more than 91% of Securian’s advisors.
Brendan Wood has managed approximately $130M in assets, most recently with Merrill Lynch.
Veritas Legacy Wealth launches with support from LPL Financial's Strategic Wealth Services.
The enhancement was announced at the firm's Focus 2023 event over the weekend.
'When I left Ameriprise earlier this year, the company was just starting to talk about AI,' one financial advisor said.
Forbes-recognized advisor in Ponte Vedra, Florida, leaves bank for independent.
The trio of advisors have launched their new firm, Pinnacle Private Wealth Advisors, in Bellevue, Washington.
'We’re in many more conversations than deals,' one LPL executive noted.
Meanwhile, the firm was keeping mum on 60 financial advisors from one group that left Raymond James last quarter.
Woman-led firm sets up independent practice in Washington state.
Advisors Mark Morasky, Erik Clay and Chris Figaro are launching Vantage Point Private Wealth.
One broker used client funds to pay expenses, while another used client cash to buy real estate.
The firm has welcomed a team from Walnut Creek, California, that was previously with Cetera Advisors.
Crown Capital CEO Darol Paulsen says shared philosophy with LPL will help its advisors spend more time with clients.
The deal between broker-dealer aggregator Wentworth and Kingswood SPAC must be completed by late November.
