Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Independent broker-dealers’ shift toward fee revenue continued in 2021. Here are the firms that earned the most in fees last year.
The four advisers will operate as Heberle Helm Ferguson Group in Monroeville, Pennsylvania.
As the number of certified financial planners grows, here are the independent broker-dealers who employ the most CFPs.
For more than two decades, the brokerage industry has touted its plans to shift to a fee-based business model, which is less volatile than the up-and-down cycles of sales of high-commission products.
When it comes to mergers and acquisitions, "it’s smaller broker-dealers and RIAs that may be an opportunity," CEO Dan Arnold said.
'We should have significant upside from rising short-term interest rates,' said Paul Shoukry, the firm's chief financial officer.
The bank was recently acquired by M&T, and its program will add 30 advisers and roughly $6 billion in assets.
Michael Gavett is moving to Linsco, the employee unit of LPL, in Dallas.
Kabir Sethi will head firm’s technology; Matt Enyedi will lead national sales and marketing.
The four advisers will operate as Resolute Private Wealth in Forest, Virginia.
Ramy Fahim is suspected of killing a co-worker at Pence Wealth Management and that man's roommate earlier this week.
It's an interest-rate play, sources say, reflecting the boost the firm could get as the Federal Reserve embarks on a series of rate hikes.
Team of paraplanners will gather data and input it into planning software to provide financial plans for advisers' clients.
Theresa and Kevin Hannon, who operate as Hannon Financial Group in Oak Brook, Illinois, are switching from American Portfolios.
Logan Skinner and his team are setting up Axis Private Wealth in Longview, Texas.
In 2021, annuity sales hit their highest level since the financial crisis. Here are the firms that took in the most annuity revenue last year.
As chief strategy officer, LPL's former chief investment officer will join the executive board and report directly to Ron Carson.
See the IBDs where advisers took home the highest payouts in 2021, and how the numbers compare with the data from 2020.
The addition permits advisers to create unified managed accounts for their clients.
