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SEC bars ex-Morgan Stanley broker who stole from his mother
The SEC alleged that Texas broker Doug McKelvey misappropriated more than $1.7 million.
Minority communities are financially comfortable, Merrill says
Members of the African American and Hispanic communities are more likely to have a financial plan in place than the general population.
How will major investment execs deploy their cash in 2024?
After a tough start, executives share their plans for the year ahead.
Hedge fund profits soared in 2023, but which ones did best?
New analysis shows that funds produced gains of $218B after fees.
UBS GWM says China equities need ‘punchier’ policies
The wealth manager says Beijing needs to be bolder to revive stocks.
Wall Street adopts new defense against attacks on ESG
Climate alliances are changing their language to counter GOP allegations that climate alliances represent a form of collusion that warrants antitrust lawsuits.
Bullishness is rising with rate cut expectations, reveals Morgan Stanley poll
Investors have increased confidence in rate cuts, soft landing for the US economy.
Citi launches $2B private lending solution with LuminArx Capital
The two firms' capabilities aim to provide a differentiated offering.
Blackstone CEO says ‘animal spirits’ are returning to markets
Steve Schwarzman says expectations of Fed rate cuts are enticing investors.
Almost 74,000 to benefit as Biden cancels $5B student debt
Public servants make up the bulk of beneficiaries.
How one emerging-market money manager is beating 99% of his peers
Looking beyond the Fed is paying off for Canadian fund manager.
Stocks drop, bonds rise as Fed rate bets ease
Strong US economy could keep policymakers on the sidelines.
JPMorgan warns of increased hacker threats
The firm has seen an increase in hackers targeting its systems.
RBC chief eyes ‘significant opportunities’ in US capital markets
Canadian bank's CEO aims to expand the firm’s share of the market.
Rockefeller continues roll in hiring advisors as 2024 kicks off
Rockefeller Capital's broker-dealer has seen a net gain of 271 financial advisors since 2020.
Schwab saw decline in net new assets in Q4
'No one at Schwab is kidding themselves that everything is perfect right now,' says CEO Walt Bettinger.
Are traders relying too much on history in bets on early rate cut?
Some strategists believe the Fed will wait longer than it has in the past.
IMF warns of worryingly high liquidity risks
Executive says many countries have extremely high debt due to pandemic borrowing.
JPMorgan plans to hire again as deals, wealth business grow
President Daniel Pinto also shares his views on rate cuts.
Morgan Stanley’s new CEO Pick has wealth management in his veins
Industry executive warns it will take time for Pick to earn the trust of advisors.
