Displaying 28276 results
How yoga can help improve retirement plans
People benefit from being flexible, and the defined-contribution industry can too, as it attempts to provide benefits in a way that takes into account the individual needs of employees.
PlanMember Financial and Newport Group launch PEP
Newport will serve as the pooled employer plan provider and PlanMember will supply 3(38) fiduciary investment services.
IRS: SECURE Act’s 10-year RMD rule is not what you thought
The IRS released its interpretation of the SECURE Act’s rules for post-death payouts on IRAs and surprised everyone — and not in a good way!
Trillium seeks out leaders in carbon constrained economy
Matt Patsky runs Trillium and its biggest fund with an eye on delivering for investors, while also fostering a belief in his responsiblity to make the world a better place.
The BLX Internship Program
The BLatinX Internship Program's goal is to provide 100 aspiring Black and Latinx financial planners the chance to obtain a paid internship.
Addressing the financial literacy crisis facing women in America
Society must integrate financial awareness into education, as men, and particularly women, need to improve their financial knowledge.
Fund manager finds way around capital gains distributions
Huber Capital Management borrows a page from the exchange-traded fund industry to protect mutual fund investors from taxes.
SEC warns advisers about shortcomings in ESG compliance
The risk alert is the latest step the SEC has taken to emphasize ESG oversight. In recent weeks, it has formed an enforcement task force and released a request for public comment on ESG and climate-risk disclosures.
Advisers are missing the boat on ESG: Cerulli
Surveys of investors and financial advisers show a disconnect between what investors want with regard to environmental, social and governance strategies, and what most advisers think their clients want.
Merrill Lynch team managing $650 million joins LPL
Four-adviser NorthEnd Private Wealth is launching in Greenville, South Carolina; it is affiliating with LPL via its Strategic Wealth Services offering.
Coping with a difficult year: How your expert advice can change a life
Foundation for Financial Planning helps bring free financial advice and planning to people across the country who can’t afford a financial adviser.
Mana Money School spreads the wealth
Mana Money School offers bite-sized lessons that cover core topics in personal finance, introducing the basics of wealth management.
Ameriprise to buy BMO asset management unit
The deal to purchase the Bank of Montreal's Europe, Middle East and Africa asset management unit will bring $124 billion in AUM.
Preparing for higher taxes
Tax-related advice is one of the few areas where advisory expertise so clearly and quickly shows its worth.
GameStop’s saga: What the stock surge proves about financial (il)literacy
The GameStop trading frenzy taught inexperienced investors the wrong lessons about investing, drawing new attention to the financial literacy threat America has faced for years.
Celebrating financial literacy efforts
More people participating in wealth management is a positive for the markets. But blindly following bad advice opens up the dark side of investing.
Stifel CEO says life after Covid means return to the office
CEO Ron Kruszewski cited benefits related to training, collaboration and the reinforcement of the firm's culture in his annual letter to shareholders.
How 403bwise.org provides financial education to K-12 employees
The 403(b) and the 457(b) are defined-contribution plans. This makes financial education on these plans critical.
Columbia, IBM settle 401(k) lawsuits
Plaintiffs alleged that IBM failed in its fiduciary duty to participants by not protecting them from stock losses that resulted from an unprofitable chip manufacturing unit.
Are 60-40 portfolios leading investors over a cliff?
The big increase in the U.S. M1 money supply could lead to inflationary pressures that will increase risks for the fixed-income portion of a 60-40 portfolio allocation.
