Displaying 28267 results
Dividing retirement assets when divorcing abroad
Wealth spread across borders is subject to special rules — and special strategies to deal with them.
Envestnet to buy FolioDynamix
The deal, which is expected to close in the first quarter of 2018, will bring the total assets Envestnet works with to almost $2 trillion.
SEC says Colorado RIA lied about experience and past performance
Michael Moses falsely claimed 24% returns, and lost most of clients' money.
Cybersecurity weaknesses worry state RIA regulators
More than 698 deficiencies found in 1,200 exams, says NASAA.
HighTower faces pressure to let investors cash out
After an IPO planned for last year didn't happen, the company could opt to satisfy its backers with a sale.
Do you really want states to take the lead on fiduciary?
The Trump administration's proposed delay in the implementation of key parts of the DOL's fiduciary rule has opened a can of worms for the financial services industry.
Jerry Schlichter’s fee lawsuits have left an indelible mark on the 401(k) industry
After a decade of litigation, fees are lower and retirement plans are more transparent. But have the lawsuits gone too far?
Fired Ameriprise broker on the hook for $675,000 after losing arbitration
Amerprise sued the ex-broker after a client charged that the broker had stolen money from her and Amerprise had failed to tell her the broker had been suspended.
More retirees seek professional advice on Social Security
Future retirees also appear more willing to wait to claim larger benefits than previous waves of retirees, according to a new study.
University of Pennsylvania wins retirement plan suit
Ivy League school is first elite university to win complete dismissal of such a lawsuit.
Odd letter highlights fiduciary concerns in Puerto Rico
Oriental Financial Services sold the island commonwealth's triple-tax-free bonds, then dismissed a client when it was sued over the risky securities.
How tax reform could squeeze the middle class
You could end up paying thousands of dollars more after tax reform than you do now.
Demand for Social Security advice growing
Majority of future retirees threaten to switch from advisers who don't offer guidance.
With margins crashing, broker-dealers look to merge: report
Increased regulation is straining profit margins among broker-dealers, sending many of them into the arms of their bigger brethren.
CAPTRUST acquires Davidson & Garrard, a $700 million RIA
Lynchburg, Va.-based advisory firm has 13 employees.
Why operations teams are the unsung heroes behind breakaways
It's operations that ensures the success of an advisory team's transition to the RIA channel.
Ron Carson rebrands his $8.5B firm
Peak Advisor Alliance becomes Carson Group Coaching.
Fed to start shrinking portfolio in October
Policymakers signal one more rate hike this year, saying storms should have only a temporary impact on the economy.
Global economy strong, but investment outlook not so much: Vanguard
Mutual fund giant tells investors to brace for decade of 'muted returns.'
How plan advisers can ease stress about retirement readiness
Smart plan advisers use an active, personalized approach to engage employees.
