Displaying 28276 results
ETF inflows were $137B in Q2, but what’s next for the industry?
Vanguard says investors are returning to risk assets.
LPL welcomes $205M team to its employee advisor channel
A new firm is born in Houston with Linsco by LPL Financial.
CFTC crackdown on DeFi firms’ unlawful transactions
Regulator says that firms believe smart contracts allow unregistered trading.
Dallas Fed president says rates may have to go higher
Lorie Logan says there may be a skip this month but more hikes may be needed.
Goldman underperformers could be out next month
The Wall Street bank is likely to shed 1% to 5% of its workforce in annual review.
Former FTX executive pleads guilty to criminal charges
Ryan Salame headed up the collapsed crypto exchange’s Bahamas subsidiary.
Dollar to strengthen well into 2024 says HSBC
Forecast marks a u-turn from the global bank's previous view.
Food prices are lower but supply issues could change that
Staples such as cooking oils and dairy are in abundance but grain and rice prices could face upward pressure.
Two startups merge into $1.2 billion digital family office
Compound, a financial and tax advisory service for tech executives, is joining Alternativ Wealth, a digital RIA, to form Compound Planning.
Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading
'It’s the most extreme churning I’ve seen in more than 40 years,' the investor's lawyer says.
Osaic nabs veteran Wells Fargo group managing $600 million in Michigan
Labor Day weekend is a traditional time for financial advisors to leave one firm and be recruited by another.
Ultra-rich hate ‘trust fund monsters’ more than taxes, study shows
Clients with $25 million-plus require the most hand-holding from financial advisors.
21Shares and Ark file for first US spot ether ETF
The filing comes as the race to win approval for the first US spot bitcoin fund intensifies.
Where is the investment industry headed and how can professionals prepare?
CFA Institute muses industry future as it launches new research center.
Team with $145M practice switches to Cetera Advisor Networks
North Carolina advisor team was previously affiliated with Securities America.
Madison Investments launches another fund to round out ETF suite
The firm has now launched four ETFs in the past month.
Stocks decline, bond rates rise amid Fed rates expectation
Markets are betting that interest rates will be higher for longer.
Hedge funds say greenback rally may not be over
Now is not the time to short the dollar.
Investors are allocating most to gold since 2012
JPMorgan analysts say investment in the precious metal has risen in the past year.
Canadian banks facing tougher capital requirements
Some of the country's largest lenders may need to sell equity.
