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Massachusetts tax could hit one-off millionaires but advisors keep levy in perspective
'Most voters didn't realize the millionaires tax included one-time sudden windfalls like the sale of a home,' one advisor says.
Giant RIA AlTi Global shoots to boost cash-flow margin
'The streamlining of the business is very critical,' says CEO Mike Tiedemann.
July was strongest month on record for advisor M&A, Fidelity reports
The number of deals increased 46% year-over-year, while the amount of assets grew 32%.
Kestra Financial continues strong growth as 23 professionals add $1.3B AUM
The second-quarter additions follow the 26 who joined the platform in Q1.
Madison Investments launches its first ETF with more to come in weeks
Independently owned Wisconsin firm says launch is a natural extension of its investment strategies.
New Jersey $270M team sets up new wealth firm with LPL
The three advisors have left Merrill Lynch to form their independent firm.
BlackRock among holders of embattled China bonds
Investors fear a missed payment, so which other firms are exposed?
Hedge fund says US hard landing and sell-off frenzy ahead
Vantage Point Asset Management says people will be panicking.
Apollo impact investing co-head Marc Becker dies aged 51
The private equity firm executive was battling cancer.
SPAC to Nasdaq: deal hands auto tycoon $39B overnight
But could vulnerability to market swings wipe out fortune just as fast?
Back-to-school season has advisors talking tuition strategies
Advisors reveal how they teach parent clients a lesson or two about tax-efficient ways to pay tuition bills.
Signature RIA set to open broker-dealer
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
DC plan sponsors taking more responsibility for employees’ retirement income
J.P. Morgan Asset Management survey reveals greater role of employers in workers' financial well-being.
$205M advisor duo joins LPL from Raymond James’ Fulton Financial Advisors
The team in Arundel County, Maryland, join LPL's broker-dealer, RIA and custodial platforms.
SageView founder to become chairman as private wealth leader joins as CEO
The firm is expanding its focus on wealth management and retirement plan advisory.
UBS to pay $1.4B to settle mortgage-backed securities case
The case is one of the firm's longest-running legal issues, dating back to 2006 and 2007.
US futures track lower as global stocks weaken
Inflation concerns and China growth are main concerns.
Big tech in focus for hedge funds in Q2
Meta, Microsoft, and Apple were among the top picks for funds.
EMs under pressure give money managers a jolt
Emerging markets are heading for their worst month since February.
UBS reaches $1.44B settlement in DOJ mortgage-bond case
The case, which dates back to 2006 and 2007, relates to the issuance, underwriting and sale of the securities.
