The deal will increase the mountain of assets at State Street — already one of the world's top custody banks — to $37.3 trillion.
In the two decades since 9/11, the financial industry has been preparing for the next terrorist attack, in whatever form it might take.
Even before drawing her first government paycheck, Barbara Roper has influenced how the SEC under Gary Gensler is approaching Regulation Best Interest.
Defendants in the long-running case have been ordered to pay restitution to more than 200 plans. Assets were allegedly siphoned from benefits payments to buy property and used for other personal expenses.
The events, which had been scheduled to take place Sept. 27-29, are being put off amid the spread of the delta variant of Covid-19.
Ancora Holdings, the parent of four firms, is based in Cleveland.
Wealth management firms in New Orleans remained mostly closed as power is being restored to parts of the city in the wake of Hurricane Ida. Areas in the Northeast were also severely impacted.
The executive is joining the online brokerage firm after heading Ally Invest.
The conference, originally scheduled for Oct. 20-22, will now take place on May 4-6, 2022 at the Aria in Las Vegas. The move follows other recent postponements of tech-related events.
A husband-and-wife team runs Novak Financial Planning in Bel Air, Maryland.
Paige Pierce, chief executive of Bley Investment Group, emphasized updating the Finra rulebook during her campaign. Timothy Sheve, chief executive of Janney Montgomery Scott, and James Crowley, chief executive of Pershing Advisor Solutions, also were elected to the board.
Rainier Financial Group is the firm's first acquisition in the Pacific Northwest.
The former lieutenant governor of Maryland has been one of the driving forces in that state's forthcoming auto IRA program.
Plan sponsors are clamoring for solutions to help employees with their financial issues. Student loans and emergency savings programs are two easy, simple and impactful ways that the DC industry can help.
The six-adviser team at TBT Financial Services is based in Tyler and Longview, Texas
Brenner Wealth Management Group is based in Santa Barbara, California.
Luma Financial Technologies' new tool, Luma Compare, lets advisers compare a variety of products.
A North Carolina Bankruptcy Court decided that inherited 401(k) accounts do indeed receive creditor protection under ERISA as long as the funds are still in the plan at the time of the bankruptcy filing.
The SEC says Dean Tellone and his California firm hid information from mortgage investors.
The firm has pushed its return-to-office date back to the middle of October, after having asked some employees to return to work next week.
