William Galvin reiterates support for fiduciary standard in letter to DOL.
Kenneth L. Jones had been terminated for not disclosing outside business.
The program, which was aimed at workers with no employer-sponsored retirement plan and little money to invest, suffered from low demand and high costs
Recruiting was down due to regulatory uncertainty, particularly over the DOL fiduciary rule, according to CEO Dan Arnold.
Norway, Switzerland and Iceland hold on to the top three slots.
Only 18% of retirement age women can pass a basic quiz about how to make a nest egg last in retirement.
Formulating a holistic plan is a good approach for clients, and you as well.
Beyond debating its solvency, advisers embrace the reality of a broken system.
Many doctors find a serious gap between the benefits of traditional disability and the replacement of their true income.
Separate four-person and two-person groups join employee unit in Tucson, Ariz.
Founders of the RIA will stay on and use proceeds to expand into new markets.
Streamlined non-purpose loans use investment portfolios as collateral.
Many female clients want advisers to educate them about investing and longevity risks.
Brokerage arm of Great Western Bank in South Dakota switches to Raymond James.
Chief regulator is confident two agencies could reach 'common ground' on an investment advice standard across all accounts.
Will retain role as chief investment officer.
But there's still plenty of room for improvement.
Michigan Democrat resists ripping up DOL fiduciary rule but would be open to some changes.
The $3B AUM firm rebrands itself with commitment to sustainability in investment options and own culture.
The 'hat trick' is in line with consolidator acquisition trends
