Industry News

Displaying 35396 results
NEWS RETIREMENT PLANNING AUG 07, 2015
Neil Young joins Hawaii homesellers listing big estates

The legendary singer-songwriter is selling his $24.5 million Waialea Bay property with a five-bedroom beach house, two guest cottages and 830 feet of ocean frontage.

By Bloomberg
NEWS RETIREMENT PLANNING AUG 07, 2015
Kick your kids out of the house without feeling guilty

Jobs and wages are rebounding — time to get those millennials out on their own.

By Liz Skinner
No Social Security cost-of-living adjustment expected for 2016
NEWS RETIREMENT PLANNING AUG 07, 2015
No Social Security cost-of-living adjustment expected for 2016

High-income retirees could see net benefits decline as their Medicare premiums rise.

By Mary Beth Franklin
Retirement accounts are hitting new highs, which is good news for advisers
NEWS EQUITIES AUG 07, 2015
Retirement accounts are hitting new highs, which is good news for advisers

<i>Breakfast with Benjamin</i>: Investors are really starting to sock money away for retirement, which is good news for advisers.

By Jeff Benjamin
NEWS BROKER DEALERS AUG 07, 2015
Cetera closing J.P. Turner, offering some brokers jobs at Summit

CEO Larry Roth claims the move is not part of any widespread consolidation within RCAP's retail brokerage division.

By Bruce Kelly
NEWS INDUSTRY NEWS AUG 07, 2015
Many millennials don't realize they have a ton of stock

The growing trend of 401(k) plans that automatically enroll participants in target-date funds means that young workers may have more invested in equities than they're comfortable with.

By Bloomberg
NEWS INDUSTRY NEWS AUG 06, 2015
Meredith Whitney returns, this time managing money at an insurance company

After her hedge fund didn't work out, the banking analyst is now overseeing an equity portfolio for a Bermuda-based insurer.

By Bloomberg
Ex-JPMorgan banker partnered with his dad in a multi-year insider-trading ring
NEWS EQUITIES AUG 06, 2015
Ex-JPMorgan banker partnered with his dad in a multi-year insider-trading ring

<i>Breakfast with Benjamin</i> The banker was caught sharing insider information with his dad, who then used golf jargon to try and disguise the scheme.

By Jeff Benjamin
Stay calm and don't worry about the jobs report
NEWS EQUITIES AUG 06, 2015
Stay calm and don't worry about the jobs report

<i>Breakfast with Benjamin</i>: A modest change in employment data won't change the Fed's course.

By Jeff Benjamin
Michael Kitces' weekend reading for financial advisers
NEWS RETIREMENT PLANNING AUG 06, 2015
Michael Kitces' weekend reading for financial advisers

Pimco gets put on notice, the latest twist in the CFP Board-Camarda battle, and the rest of the week's must-reads for advisers

By mkitces
NEWS RETIREMENT PLANNING AUG 06, 2015
Ask the Adviser: Can I really afford that vacation home?

You've picked your favorite vacation destination, visited multiple times and gotten to know the town. Now here's how to make that second home a permanent reality.

By Joe O'Boyle
NextGen investors require advisers adopt new classifications
NEWS PRACTICE MANAGEMENT AUG 06, 2015
NextGen investors require advisers adopt new classifications

Client categories like DIYs, validators and delegators don't fit younger investors.

By Sheryl Rowling
China's stock market freefall has only just begun
NEWS EQUITIES AUG 06, 2015
China's stock market freefall has only just begun

<i>Breakfast with Benjamin</i> China's stock market rout is being described as just the beginning, with some big moves still to come.

By Jeff Benjamin
Is it time to jump into energy stocks?
NEWS RIAS AUG 06, 2015
Is it time to jump into energy stocks?

<i>Breakfast with Benjamin</i>: If 13 weeks of falling energy-stock prices has you looking for an entry point, hold your fire: The sector is still very pricey.

By Jeff Benjamin
China, Greece no worries for investors who send stocks to big July gain
NEWS EQUITIES AUG 06, 2015
China, Greece no worries for investors who send stocks to big July gain

Investors shrugged off worries about China and Greece to send the S&amp;P 500 index up 2% last month to its biggest monthly gain since February as most companies reported better-than-expected profits.

By Bloomberg
NEWS PRACTICE MANAGEMENT AUG 06, 2015
4 ways advisers can become more actively engaged with female investors

Women want the same things as men when it comes to investing, but their perceptions and approaches differ

By Nicole Johnson
Advisers wasting time and money by underutilizing tech
NEWS FINTECH AUG 06, 2015
Advisers wasting time and money by underutilizing tech

Wealth management professionals who don't take full advantage of their firm's software programs are at a competitive disadvantage.

By Alessandra Malito
NEWS RIAS AUG 05, 2015
LPL and $775 million adviser part ways amid investigation

The broker-dealer and its top adviser in Louisiana cut ties after the adviser received a Wells notice announcing a Finra investigation. Adviser says the separation is unrelated.

By Mason Braswell
Vendors respond to advisers' lack of tech-savviness with educational resources
NEWS FINTECH AUG 05, 2015
Vendors respond to advisers' lack of tech-savviness with educational resources

Junxure is the latest CRM system provider to roll out elearning tools for users.

By Alessandra Malito
NEWS INDUSTRY NEWS AUG 05, 2015
If liquidity is running dry, then think twice before you buy

It looks like somebody got killed on this after-hours exchange-traded note trade. The lesson? Beware thinly traded securities with a bid/ask spread you could drive a truck through.

By Bloomberg