Industry News

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NEWS BROKER DEALERS JUN 29, 2014
Don't get stuck with a B-D lemon

By MFXFeeder
NEWS INDUSTRY NEWS JUN 28, 2014
Emerging markets draw big cash

Big ETFs from Vanguard, BlackRock have attracted more than $7 billion combined since end of March. Some markets offer better opportunities than others.

By Gregory Crawford
NEWS EQUITIES JUN 27, 2014
European equities have room to climb as global stocks continue to recover

Around the world, long-term returns are still below historical averages and valuations remain reasonable.

By Lisa Myers
NEWS EQUITIES JUN 27, 2014
The stock market stays eerily calm despite a world of chaos

Friday's <i>Breakfast with Benjamin:</i> Calm before the stock market storm? Plus: Hedge fund investors inch toward the exits, the Fed sees low inflation while consumers live with higher prices, and Icahn goes after Family Dollar Stores with a vengeance

By Jeff Benjamin
NEWS EQUITIES JUN 27, 2014
World stock markets get nervous as Iraq melts down

Plus: Deutsche Bank shows its hand with World Cup bets, Wall Street fines are a cash cow for the Treasury Dept., navigating Social Security before you retire, and eating at home gets pricey in a hurry.

By Jeff Benjamin
NEWS FINTECH JUN 27, 2014
Use surveys to build stronger client relationships

A quick questionnaire can let you know how you can improve and shows clients you care.

By Sheryl Rowling
NEWS FINTECH JUN 27, 2014
FSI gives revised Finra BrokerCheck link rule the thumbs down

In a new comment letter, the industry group contends that the rule would create undue regulatory costs.

By Mark Schoeff Jr.
NEWS FINTECH JUN 27, 2014
Internet phone: Time to jump on the bandwagon?

VoiP phones are tremendously flexible but not necessarily right for everyone.

By Sheryl Rowling
NEWS FINTECH JUN 27, 2014
Firms line up to donate software to college financial planning programs

Texas Tech University receives more than $6 million in annual software licenses for its next generation planners.

By Joyce Hanson
NEWS INDUSTRY NEWS JUN 27, 2014
Gold bug's dream ETF offers hedge against financial apocalypse

New fund is the first ETF to offer access to physical gold.

By CODONNELL
NEWS RETIREMENT PLANNING JUN 26, 2014
As more states recognize gay marriage, planning traps still await couples

Supreme Court could agree to rule on one of many appeals cases by this summer, and largely clear things up.

By Liz Skinner
NEWS PRACTICE MANAGEMENT JUN 26, 2014
4 ways to impact students — and the financial industry — through mentoring

You and your organization can have a lifetime of impact with just a fraction of your day.

By Jennifer Openshaw
NEWS INDUSTRY NEWS JUN 26, 2014
Fuss sees Fed holding off for a year as Fisher urges rate hike

By Bloomberg
NEWS INDUSTRY NEWS JUN 26, 2014
The new Wall Street insiders

Charges against young trader are sign of prosecutor's willingness to treat high-tech knowledge as intellectual property.

By Bloomberg
NEWS INDUSTRY NEWS JUN 26, 2014
Fund wholesaler pay out of touch as advisers sell more low-fee products: Consultant

Cost of bringing in assets too high as actively managed funds are increasingly squeezed by competition.

By Trevor Hunnicutt
NEWS RETIREMENT PLANNING JUN 26, 2014
Your doctor is making it her business to know about all about your buying habits

All-seeing medical eye: Health care companies are buying big data to get a window into patients lives.

By By Shannon Pettypiece and Jordan Robertson, Bloomberg.com
NEWS RETIREMENT PLANNING JUN 26, 2014
Fewer than half of women have an emergency fund

Report on women investors finds they are closing the financial literacy gap fast, but remain behind men in terms of confidence and knowledge.

By Mary Beth Franklin
NEWS EQUITIES JUN 26, 2014
New inflation data could drive the Fed into hawkish mode

On the <i>Breakfast with Benjamin</i> menu: Inflation data could turn doves into hawks. Plus: Oil could get a lot pricier in a hurry, insider trading runs rampant and SIFMA cuts its economic outlook.

By Jeff Benjamin
NEWS RETIREMENT PLANNING JUN 26, 2014
Galvin asks Congress to force 401(k) plan disclosures

Massachusetts' chief securities regulator Wiliam Galvin has asked Congress to force 401(k) plan disclosures, ratcheting up pressure to force transparency in retirement accounts.

By Gregory Crawford
NEWS RETIREMENT PLANNING JUN 26, 2014
How to reap the benefits of Social Security's rearview mirror

Claiming after age 66 can result in retroactive benefits.

By Mary Beth Franklin