Nicholas Schorsch, picking up Cetera Financial for $1.15 billion, likens his RCS Capital to two of the biggest names in the retail-securities industry and dismisses the notion he overpaid. <i>See also: <a href="//www.investmentnews.com/article/20140116/FREE/140119925"" target=""_blank"" rel="noopener noreferrer">Marron scores big on Cetera deal</a>.</i>
With new IRS rules on rollovers coming soon, some tips on how to help clients avoid the tax man.
Wall Street's bonus pool rose to $26.7 billion in 2013 as profits from broker-dealer operations on the New York Stock Exchange fell by 30%, according to estimates by New York state Comptroller Thomas DiNapoli.
The broad investing public isn't exactly riveted by the controversy surrounding the so-called “fiduciary standard,” but they should be.
Friday's menu: Already on edge, investors brace for Sunday's vote in Crimea. And will sanctions against Russia even work? Plus: riding the storm out by staying invested, going long in emerging markets and taking a fresh look at copper. Oh, btw, it's jellybean Friday.
Yields on 10-year Treasury notes climbed to the highest levels since September this week as the number of new jobs added in February surpassed expectations. Both developments point to a possible acceleration for the economy in spring.
The reason depends on which media outlet you consult, plus other must-reads from wealth manager and CNBC commentator Josh Brown
This ultimately lucrative market is all work and little pay in the early part of the relationship.
One-day training session promises to give you a leg up on the competition.
A group of medical pros are suing their employer, Novant Health, arguing that the company offered excessively costly 401(k) investments and overpaid its providers. Jerome Schlichter is their attorney.
The devil is in the details when it comes to making sure retirement plan advisers are not at risk of a regulatory breach
Employers are turning to a new kind of adviser to help their employees save for retirement, a new survey shows.
Combined company is the largest publicly traded net-lease REIT, with value of $21.5B
Fine print on older contracts leaves elderly clients in position of losing death benefits.
Appeals court backs claims that company breached its fiduciary duty. Could their win change how you save?
Advisers must be proactive, utilizing a multi- pronged approach to create a better connection with clients and their beneficiaries.
New paper suggests flexibility around withdrawal rates, asset allocations is a better approach.
Firm shifts shifting some top brass to create a new role focused on strategy and client management.
