Industry News

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NEWS RETIREMENT PLANNING JUL 17, 2012
Navigating the 2013 investment taxes

By MFXFeeder
NEWS MUTUAL FUNDS JUL 17, 2012
Cost stance at Vanguard lures cash

By JKEPHART
NEWS RETIREMENT PLANNING JUL 17, 2012
No sure thing, but these strategies offer healthy yields

By Jeff Benjamin
Romney-style plan would sharply limit tax breaks, study says
NEWS RIAS JUL 16, 2012
Romney-style plan would sharply limit tax breaks, study says

A Tax Policy Center study has estimated that in 2015, Romney would need to eliminate $320 billion in tax breaks, or 30% of the total, to pay for his proposed 20% reduction in tax rates.

By Doug Cubberley
NEWS INDUSTRY NEWS JUL 16, 2012
Peter Schiff: The real fiscal cliff

By Peter Schiff
Hercules needed to repair damage from Libor scandal
NEWS INDUSTRY NEWS JUL 16, 2012
Hercules needed to repair damage from Libor scandal

It's hard to suss out what happened with the rigging of Libor -- or estimate eventual monetary damages, if any, to U.S. banks being probed by regulators. But one attorney says the scandal may be the 'mother lode' of civil litigation. As for reputational damage to the banks' wirehouses? The sky's the limit.

By John Goff
NEWS RETIREMENT PLANNING JUL 16, 2012
SEC official warns insurers about VA benefit exchanges

Variable annuities aren't the great deal they used to be, what with insurers pulling back on generous benefits and offering to exchange onerous payouts for a bump up in account values. But now, an SEC official has fired off a warning shot about such practices

By Darla Mercado
Finra: brokers must update client info even if they keep their VA
NEWS RETIREMENT PLANNING JUL 16, 2012
Finra: brokers must update client info even if they keep their VA

Will require that brokers perform reasonable due diligence to understand the nature of the recommended strategy or securities product and whether it's suitable

By Darla Mercado
Romney defeat could be big loss for capital gains
NEWS RIAS JUL 16, 2012
Romney defeat could be big loss for capital gains

Election could be big loss for those with capital gains

By John Goff
NEWS RIAS JUL 15, 2012
Custodians add online services

By Janowski Davis
NEWS RIAS JUL 15, 2012
A lack of interest

By Bruce Kelly
NEWS RIAS JUL 15, 2012
Making way for breakaways

By DJAMIESON
NEWS RIAS JUL 15, 2012
Go global, young man

By AOSTERLAND
NEWS BROKER DEALERS JUL 15, 2012
The largest clearing firms for broker-dealers

Ranked by number of B-D clients

By mlanche
NEWS REGULATION AND LEGISLATION JUL 15, 2012
Suitability rule seen unsuitable for 'hold' orders

By Darla Mercado
NEWS RETIREMENT PLANNING JUL 15, 2012
FSI takes DOL's Borzi to the mat

By Darla Mercado
NEWS REGULATION AND LEGISLATION JUL 15, 2012
DC playing chicken at edge of fiscal cliff

By Mark Schoeff Jr.
NEWS BROKER DEALERS JUL 15, 2012
NFP back to buying practices with purchase of Fusion

By Bruce Kelly
NEWS INDUSTRY NEWS JUL 15, 2012
Life insurance plays essential role in planning Obama isn't a victim of the economic situation

By MFXFeeder
NEWS REGULATION AND LEGISLATION JUL 13, 2012
Peregrine founder cops to stealing $100M from clients

Russell Wasendorf Sr. faces up to 50 years for part in commodity brokerage's collapse

By John Goff