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NEWS LIFE INSURANCE AND ANNUITIES JAN 27, 2011
Death benefits ruling may make life tough for advisers

By Darla Mercado
Investors' preferred market? It's no longer the U.S.
NEWS INDUSTRY NEWS JAN 27, 2011
Investors' preferred market? It's no longer the U.S.

The U.S. has been knocked off its perch as the preferred market for global investors. Instead, analysts and traders see big money being made in emerging markets, and in particular, Brazil.

By Bloomberg
NEWS LIFE INSURANCE AND ANNUITIES JAN 27, 2011
Prudential is new No. 1 seller of annuities

Prudential Financial Inc. has taken the crown as the biggest seller of variable annuities and overall individual annuities in the U.S. through the first half of this year, according to data released today by LIMRA.

By Darla Mercado
NEWS LIFE INSURANCE AND ANNUITIES JAN 27, 2011
AIG memo: 'Complete government exit' in the works

Insurer aiming to regain independence; market conditions the wild card

By Bloomberg
Stop-loss orders often don't, experts say
NEWS INDUSTRY NEWS JAN 26, 2011
Stop-loss orders often don't, experts say

Stop losses were intended to help minimize the damage from falling stock prices. But experts say the orders often backfire, leaving investors dazed, disgruntled and disenchanted.

By John Goff
NEWS RETIREMENT PLANNING JAN 26, 2011
Parents are upbeat about meeting college costs, but advisers skeptical

Although Americans' overall financial security and confidence in their ability to pay for their kids' college tuition has increased slightly over the past six months, financial advisers are observing mostly negative attitudes — with a few surprises

By Deborah Nason
Rep count down at MSSB — but assets and production on the rise
NEWS INDUSTRY NEWS JAN 25, 2011
Rep count down at MSSB — but assets and production on the rise

Critics and analysts questioned Morgan Stanley's tie-up with Smith Barney. But as the company's fourth-quarter results show, CEO James Gorman's drive for diversification is starting to pay off.

By Andrew Osterland
NEWS INDUSTRY NEWS JAN 25, 2011
Birinyi's S&P 500 prediction a jaw-dropper

In recent weeks, scores of marquee fund managers -- including BlackRock's Bob Doll -- have come out with bold predictions about a continuing surge in the price of large-cap stocks. Now, Laszlo Birinyi offers the boldest call of them all.

By John Goff
Goldman sees great year for equities, decent one for Treasuries
NEWS INDUSTRY NEWS JAN 24, 2011
Goldman sees great year for equities, decent one for Treasuries

Firm predicts S&P 500 will top 1,500 in December; yields on ten-year notes to touch 3.75 percent

By John Goff
NEWS RIAS JAN 23, 2011
Obama must ensure regulatory balance

We applaud President Barack Obama's executive order to restore “balance” to federal regulation and weed out rules that stifle job creation and make the U.S. economy less competitive

By MFXFeeder
NEWS INDUSTRY NEWS JAN 23, 2011
Gimme some credit

Don't expect small businesses to do cartwheels over the economic recovery

By Jeff Benjamin
NEWS LIFE INSURANCE AND ANNUITIES JAN 21, 2011
QA3 facing bankruptcy in insurance squeeze

By Bruce Kelly
Fleming in, Johnston out as MSSB boss
NEWS INDUSTRY NEWS JAN 21, 2011
Fleming in, Johnston out as MSSB boss

To date, Morgan Stanley's retail brokerage has not exactly lit up the tote-board. So CEO James Gorman shuffled the deck, tapping his former Merrill Lynch colleague Greg Fleming to head up the struggling unit.

By John Goff
NEWS LIFE INSURANCE AND ANNUITIES JAN 20, 2011
Court to insurer: You can't triple life insurance premiums

A federal court judge in California has ruled against Conseco Life Insurance Co. in a class action, barring it from hitting some 50,000 policyholders with sky-high rate increases on life insurance policies.

By Darla Mercado
NEWS RIAS JAN 20, 2011
SEC should require fiduciary standard

In the name of investor protection, we urge the Securities and Exchange Commission to exercise its rulemaking authority to require brokers to act in their clients' undivided best interests at all times. We are also reiterating our call for the SEC to recommend to Congress that the jurisdiction of the Financial Industry

By MFXFeeder
Byron Wien's 10 surprises for 2011
NEWS RIAS JAN 20, 2011
Byron Wien's 10 surprises for 2011

Blackstone Group LP's Byron Wien, who called the bottom for U.S. stocks in 2010 while failing to predict the ensuing rally, said economic growth and 10-year Treasury yields will approach 5 percent this year and gold will surge above $1,600 an ounce.

By Mark Bruno
NEWS INDUSTRY NEWS JAN 20, 2011
Emerging-markets investing at home

By MFXFeeder
NEWS INDUSTRY NEWS JAN 20, 2011
Casady stands to make $58M from LPL stock offering

Mark Casady, CEO of LPL, is in line for a big payday when the indie B-D goes public. | <a href=http://www.investmentnews.com/article/20101104/FREE/101109955>LPL's star reps will pocket millions, as well</a> | <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20101105&amp;Category=FREE&amp;ArtNo=110509999&amp;Ref=PH&amp;Params=Itemnr=1>Top five biggest winners from the deal</a>

By Bloomberg
Will Apple's stock crumble?
NEWS INDUSTRY NEWS JAN 19, 2011
Will Apple's stock crumble?

The news that Apple CEO Steve Jobs is taking yet another medical leave of absence could trigger a massive sell-off by shareholders when the market opens on Tuesday. That, in turn, could create a great investment opportunity for advisers and their clients.

By Jeff Benjamin
NEWS RIAS JAN 19, 2011
INTV: Advisers and B-Ds rattled by private placements

Private placements require a higher level of scrutiny than listed securities, so advisers need to know who is doing the auditing and whether independent due diligence is being conducted. <i>InvestmentNews</i> News Editor Bruce Kelly explores some of the risks and issues engulfing the industry.

By Mark Bruno