Industry News

Displaying 36735 results
Pensionmark announces strategic partnership to build new wealth management platform
ADVISOR NEWS RETIREMENT PLANNING MAR 21, 2024
Pensionmark announces strategic partnership to build new wealth management platform

The firm is working with Vestmark to help shape the industry's future.

By Steve Randall
Apollo Global reportedly offering $11B for Hollywood studio
RIAS INDUSTRY NEWS MAR 21, 2024
Apollo Global reportedly offering $11B for Hollywood studio

Private equity firm is said to want Paramount Global's studio operations.

By Bloomberg
Fed 'Goldilocks' strategy still in play, says Goldman Sachs
RIAS INDUSTRY NEWS MAR 21, 2024
Fed 'Goldilocks' strategy still in play, says Goldman Sachs

Global stocks and bonds gained following the Fed's announcement.

By Bloomberg
Americans still flunking financial literacy
RIAS INDUSTRY NEWS MAR 20, 2024
Americans still flunking financial literacy

Financial education provider’s latest annual test results show marginal improvement among younger takers, with less than half passing.

By Leo Almazora
More clients making wealth transfer plans a family affair
RIAS INDUSTRY NEWS MAR 20, 2024
More clients making wealth transfer plans a family affair

Edward Jones research gives an advisor-eye view of shifting trends in wealth transfer conversations and clients’ planning priorities.

By Leo Almazora
Ramapo Wealth Advisors gains strength with Invesco hire
RIAS INDUSTRY NEWS MAR 20, 2024
Ramapo Wealth Advisors gains strength with Invesco hire

The New Jersey independent’s newest partner and wealth advisor’s history includes stints at UBS and Merrill Lynch.

By Leo Almazora
RIA gold rush fever is over: Report
RIAS INDUSTRY NEWS MAR 20, 2024
RIA gold rush fever is over: Report

'What’s missing in most cases of deals is that firms aren’t integrating the RIAs they are buying,' Mark Tibergien says.

By Bruce Kelly
Citi taps former UBS exec to head family office unit
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 20, 2024
Citi taps former UBS exec to head family office unit

The firm is tapping the veteran business-builder and reshuffling key members of its wealth unit as it looks to bolster its UHNW division.

By Leo Almazora
DeVoe & Co. names new marketing head
RIAS INDUSTRY NEWS MAR 20, 2024
DeVoe & Co. names new marketing head

The RIA-focused consultancy’s executive hire joins with more than 20 years of experience.

By Leo Almazora
Citi pays Andy Sieg $11.3M for first 3 months as wealth head
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 20, 2024
Citi pays Andy Sieg $11.3M for first 3 months as wealth head

The size of award underscores Citi's desire to overhaul its struggling wealth division.

By Bloomberg
US equity investors increase risk appetite: S&P Global
RIAS INDUSTRY NEWS MAR 20, 2024
US equity investors increase risk appetite: S&P Global

S&P Global report shows expectations for returns have declined.

By Steve Randall
Bank customers are concerned about overregulation: ABA report
ADVISOR NEWS REGULATION AND LEGISLATION MAR 20, 2024
Bank customers are concerned about overregulation: ABA report

A banking industry survey reveals a high satisfaction with financial institutions.

By Steve Randall
Luxury stocks decline, market awaits Fed rates decision
RIAS INDUSTRY NEWS MAR 20, 2024
Luxury stocks decline, market awaits Fed rates decision

The latest Federal Open Market Committee decision on rates is due at 2 p.m. in Washington.

By Bloomberg
How much can you make working for a crypto firm?
RIAS INDUSTRY NEWS MAR 20, 2024
How much can you make working for a crypto firm?

US is most generous with six-figure compensation packages.

By Bloomberg
Why pre-retirees with a plan are better off in retirement
ADVISOR NEWS RETIREMENT PLANNING MAR 19, 2024
Why pre-retirees with a plan are better off in retirement

T. Rowe Price report reinforces benefits of formal financial planning on retirement wealth, confidence, and more for 401(k) participants.

By Leo Almazora
Flourish tightens ties with Focus under new tech partnership
RIAS INDUSTRY NEWS MAR 19, 2024
Flourish tightens ties with Focus under new tech partnership

Deal expanding access to tech solution comes as the independent wealth network eyes a new chapter of growth.

By Leo Almazora
Raymond James taps Paul Reilly's successor
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 19, 2024
Raymond James taps Paul Reilly's successor

Company announces only the fourth chief executive in its history.

By Bruce Kelly
B-D network Wentworth closes deal to go public
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 19, 2024
B-D network Wentworth closes deal to go public

Using the company's stock creates opportunities for financing deals, CEO says

By Bruce Kelly
With $67T in liquid assets, US stays on top of the world
RIAS INDUSTRY NEWS MAR 19, 2024
With $67T in liquid assets, US stays on top of the world

Report details top cities for centimillionaires and billionaires, including wealth hot spots to watch and real estate leaders.

By Leo Almazora
Getting a family to the table to discuss giving is tougher than it sounds
RIAS INDUSTRY NEWS MAR 19, 2024
Getting a family to the table to discuss giving is tougher than it sounds

'It's really that transparent conversation that's the key to making sure that we utilize these different strategies that are in place,' an advisor says.

By Gregg Greenberg