The veteran advisers, natives of Venezuela, are based in Miami
Compensation and control over the client relationship are two key issues surrounding the shutdown
But there is little consensus on how to do so, according to comment letters submitted this week to the regulator
Timeline will use the cash influx to enhance the API technology behind it’s calculation engine
The precious metal is uniquely suited to hedge the disruptions of 2020
Merrill Lynch, UBS and Wells Fargo have all adapted to an increase in digital adoption, according to second-quarter earnings reports
Cornerstone Financial Planning in Florida is led by a brother-sister team
Deposits at commercial banks have risen 18% this year, to a record $15.6 trillion, and money-market fund assets are almost $1 trillion higher than before the pandemic
More top-level departures are expected as the $26 billion megamerger draws nearer
Advisers are experiencing "longer than usual wait times," according to a memo
Some TDFs that limited losses during the market dive early in the year came out on top, an analysis of Morningstar Direct data shows
The class action alleges the company didn’t prudently monitor record-keeper expenses
Blockchange gives advisers discretionary management over digital assets including Bitcoin, Ethereum, Bitcoin Cash and Litecoin, among others.
Bills have been introduced in both the House and Senate that would adjust the formula to avoid a drop in benefits for those who turn 60 this year
It's getting harder for advisers who don't specialize in 401(k) plans to dabble in an industry littered with regulatory and legal land mines
If you're considering selling, the first question you need to answer is whether you want to join a fully integrated firm with a bold mission or become part of a financial consolidator
Regulators say older advisory workforce may have issues related to cognitive impairment
SEC member Peirce, up for re-nomination, says crypto regulation is high on her agenda
The deal brings the firm's retirement plan AUM to a reported $50 billion
The alternative asset manager parts ways with an auditor and its valuation company
