Robo-adviser to provide Uber drivers with free investment services in IRAs for a year. <a href="http://www.investmentnews.com/article/20150817/BLOG16/150819926/uber-versus-yellow-cabs-a-fight-advisers-should-watch" target="_blank">Why advisers should pay attention to Uber's fight with yellow cabs.</a>
We're artists whose finished work doesn't end up on a canvas but plays out in the real lives of our clients.
Those who have made a move say they were surprised by the all-consuming transition process and the emotional blows.
The number of advisers considering going independent doubled to 12% in 2016, from just 6% two years ago.
Coming off a gloomy 2015 of weak revenue growth, the forecast for this year is for more of the same.
Only when we see the facts behind the aggregate numbers can we learn what is really happening at these firms.
Plus: You probably shouldn't curse in front on your clients, there's a limit to delaying retirement, and do we really need all these dollar bills?
Founder Greg Caldwell is barred from the brokerage industry.
Even the lesser evil of taking loans from retirement accounts requires close attention, and often should be a financial solution of last resort.
Plus: U.S. oil production could derail oil rally, a cash management strategy ahead of October's rule change, and bond ladders still make sense
A mounting number of lawsuits against retirement plans allege excessive fees and a lack of attention to plan design.
Advisers should not forget overall portfolio construction objectives when chasing dividend yields.
Advisers can help clients work out sibling issues and transfer homes successfully
Plus: DOJ move sends prison stocks to the hole, SEC wants cleaner earnings reports, and proof that faster food can be healthier food
A board of directors should exist to serve the interests of the company and its key stakeholders &mdash; not the other way around.
Plus: Honoring SPY, you will be voting for bigger deficits, and broke millennials as a voting bloc
Paul Mata gave presentations to church groups promising “Finances God's Way,” the SEC said.
