Jason Vanclef was also accused of promoting his business through a book he had written that the regulator said made false claims about alternative investments
Biotech, healthcare, banks and energy look to benefit.
Riding out the short term for the longer-term upside.
Pacific Investment Management Co. turns to outsider Manny Roman, who revived Man Group, the world's largest hedge fund.
The asset-side case for stocks is unambiguous, though most people think that bonds hedge human capital better than stocks.
All things Russian and Indian are popular, as are Brazilian corporate bonds and Mexico's cheap peso.
Value, currency and momentum favor the category.
The company, which manages money through Calamos Investments, reached an agreement to be acquired by two executives for $8.25 a share in cash.
Experiencing poor performance of late, the investment serves as a useful hedge against stock, bond downturns.
The funds seek to capitalize on the growing popularity of environmental, social and corporate governance investing, and help diversify in an increasingly competitive TDF market.
Bull run in bonds over after 10-year yields pierced 2.5%, market technician says
First Capital Real Estate Trust, formerly known as United Realty Capital Trust, has also missed filing financial statements with the SEC for more than a year and recently cut its dividend to investors.
The funds provide donors an immediate tax deduction and an opportunity to guide the funds' investments and their eventual dispersal to charities.
To tame their animal spirits, call them before they call you.
A long-held stock market selling rule may not apply this time around.
The longer the time period, the less likely they are to outperform.
Plus: Bank stocks and the election, how the DOL rule could hit adviser pay, and seven 'stupid' ETFs
And, just maybe, the economy isn't that bad.
Long durations, low credit quality spell trouble.