Hypatia Women CEO ETF leverages the logic that female executives represent a rare level of excellence when it comes to leadership and management skills.
The product, which would invest in companies seen as leaders in addressing climate change in their businesses, would be the 14th Xtrackers ETF with an ESG theme.
There are plenty of private equity managers left who could still invest in large branch offices of independent broker-dealers.
Market watchers take the long view in forecasting the year ahead because the immediate future looks dicey.
Fintechs may find themselves mimicking some of the same strategies advisors use to demonstrate the value they bring to clients during difficult markets.
Last month's decision to exit the Net Zero Asset Managers Initiative puts Vanguard in a spotlight it was likely trying to avoid.
The push to interest retirement savers in crypto was part of an effort by FTX Group to expand its base of everyday retail customers.
Target-date funds that are sustainable or responsible are fair game now for retirement plans, but there aren't many of them.
Chicago firms Kovitz and Origin will combine real estate investment expertise, creating greater access across the Focus network.
The same Fed policy that hurt fixed income last year is likely to make it the ballast for portfolios for the year ahead.
The firm is required to pay a $50 million fine and spend $50 million to improve compliance over two years.
The regulator's penalties averaged $247,000 per firm, according to an InvestmentNews tally.
His 10 calls for this year suggest a smoother ride for the markets that could depend on more action from Washington.
The infusion from UC Investments will give the $68 billion real estate investment trust a longer-term source of capital after it faced pressure from investors pulling cash.
Wall Street has been slashing earnings forecasts for some of the biggest holdings of Wood's flagship ARK Innovation ETF, signaling more pain ahead for a strategy that took a beating in 2022.
Trading in the funds had ceased following Russia's invasion of neighboring Ukraine in February.
The allocation that's supposed to hedge against both assets dropping simultaneously didn't pan out in 2022, with an index tracking a 60/40 mix down about 17% for the year.
The Vanguard Short-Term Tax-Exempt Bond ETF would track an index of municipal bonds with maturities between one month and seven years.
Using white out and other means, the rep doctored client financial information disclosure forms, according to Finra.
While stock and bond funds have seen assets decline, direct ownership of individual bonds has increased over the past year.
