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FTX downfall damaging case for crypto in retirement accounts as Sen. Warren weighs in
RETIREMENT PLANNING NOV 22, 2022
FTX downfall damaging case for crypto in retirement accounts as Sen. Warren weighs in

The FTX breakdown is convenient for plan fiduciaries who were struggling with the prudence of permitting crypto within an employer-sponsored retirement plan.

By Gregg Greenberg
Sen. Tester concerned about impact of SEC climate rules on farmers
ESG NOV 21, 2022
Sen. Tester concerned about impact of SEC climate rules on farmers

The Montana Democrat's pushback gives a bipartisan tenor to ESG skepticism that so far has been voiced loudly by Republicans.

By Mark Schoeff Jr.
Higher yields on cash give advisers another asset allocation tool
RIAS NOV 21, 2022
Higher yields on cash give advisers another asset allocation tool

The Federal Reserve's fight against inflation has turned boring cash accounts into top performers.

By Jeff Benjamin
Investors remain positive on stocks even while cutting spending, survey shows
EQUITIES NOV 21, 2022
Investors remain positive on stocks even while cutting spending, survey shows

A survey by Janus Henderson shows 60% of investors expect the S&P 500 Index to be higher in a year, although 86% are worried about rising prices.

By Gregg Greenberg
Trading app Fennel seeks to win customers with ESG data
FINTECH NOV 21, 2022
Trading app Fennel seeks to win customers with ESG data

The subscription-based service’s key feature is its in-app ESG data and rankings, which provides information to retail investors on public companies’ environmental, social and governance practices.

By Emile Hallez
How and where alternative investments are captivating wealth management
ALTERNATIVES NOV 21, 2022
How and where alternative investments are captivating wealth management

In a rare moment of symmetry, the suppliers of alternative strategies are seeing increasing demand from financial advisers.

By InvestmentNews
Morgan Stanley's richest clients being offered Tiger Global venture fund
ALTERNATIVES NOV 17, 2022
Morgan Stanley's richest clients being offered Tiger Global venture fund

The investment firm has tapped Morgan Stanley's wealth management arm as it seeks to raise $6 billion for its next venture fund.

By Bloomberg
Schorsch SPAC fails to get off the ground
ALTERNATIVES NOV 17, 2022
Schorsch SPAC fails to get off the ground

G&P Acquisition Corp.'s announcement that it will liquidate and redeem its shares because of its inability to launch comes after the NYSE said earlier this month that it was delisting the company's warrants.

By Bruce Kelly
What recent anti-ESG rhetoric gets wrong
OPINION NOV 17, 2022
What recent anti-ESG rhetoric gets wrong

In navigating the debate about environmental, social and governance investing, it's valuable to separate well-founded criticisms from misguided cynicism.

By Levi Zurbrugg
Bad old habits die hard for nontraded REITs like Lightstone Group
ALTERNATIVES NOV 16, 2022
Bad old habits die hard for nontraded REITs like Lightstone Group

The Lightstone REITs are asking shareholders to strip away their own rights without any clear plan to liquidity or upside, critics say.

By Bruce Kelly
Lawmakers, Finra increase scrutiny of cryptocurrency
ALTERNATIVES NOV 16, 2022
Lawmakers, Finra increase scrutiny of cryptocurrency

The regulator has launched an exam sweep of brokerages' communications with customers about digital assets, while the House Financial Services Committee plans to hold a hearing on the FTX bankruptcy.

By Mark Schoeff Jr.
Morgan Stanley rep goes RIA with $5 billion book of business
RIAS NOV 16, 2022
Morgan Stanley rep goes RIA with $5 billion book of business

Jim Martin left $4 billion worth of client assets behind when he formed Nordwand Capital, but he says it was all part of the plan.

By Jeff Benjamin
Climate change could cut asset values by more than half
ESG NOV 16, 2022
Climate change could cut asset values by more than half

The costs of acting sooner are much lower than those of delaying action, Willis Towers Watson found.

By Emile Hallez
Activist investor challenges Envestnet's poor stock performance
RIAS NOV 15, 2022
Activist investor challenges Envestnet's poor stock performance

Hedge fund Impactive Capital is threatening a proxy fight in an effort to secure a seat on Envestnet's board.

By Jeff Benjamin
Crypto space braces for double-edged sword of regulatory oversight in FTX's wake
ALTERNATIVES NOV 15, 2022
Crypto space braces for double-edged sword of regulatory oversight in FTX's wake

While some claim more regulatory clarity could have helped prevent an event like the FTX collapse, others argue new rules take time and might not be what investors are hoping for.

By Jeff Benjamin
Demand for alternative investments points to major portfolio reallocations
RIAS NOV 15, 2022
Demand for alternative investments points to major portfolio reallocations

Changing regulations are combining with technology to potentially push $10 trillion into alt strategies by 2030.

By Jeff Benjamin
GWG chiefs bolt in middle of bankruptcy
ALTERNATIVES NOV 14, 2022
GWG chiefs bolt in middle of bankruptcy

Over the past 12 months, the company's shares have fallen from a high of $10.55 to Monday's price of $1.03.

By Bruce Kelly
FTX collapse fails to derail investments into crypto funds
ALTERNATIVES NOV 14, 2022
FTX collapse fails to derail investments into crypto funds

Crypto bulls see the sell-off as a buying opportunity and distinguish the offshore platform from regulated funds and U.S.-based platforms.

By Jeff Benjamin
Midterms’ consequences for ESG
ESG NOV 14, 2022
Midterms’ consequences for ESG

Regulators will press on with their climate agendas, as will anti-ESG politicians.

By Emile Hallez
Morningstar CEO Kapoor on ESG opportunities for advisers
ESG NOV 14, 2022
Morningstar CEO Kapoor on ESG opportunities for advisers

'This language of ESG is a way to change that conversation and have connectivity through generations,' Kapoor says.

By Emile Hallez