The Senate and House bills will both die at the end of the year if they are not approved. It’s not clear whether sponsors will reintroduce them in January.
An investor alleges the firm made unauthorized trades. The Finra arbitration decision comes as the regulator is conducting an exam sweep on options.
Despite lukewarm adoption by financial advisers, the financial services industry is committed to leveraging this crucial channel to get direct indexing in front of more investors.
The firm's announcement that it will limit redemptions from the fund sent its stock falling as much as 10%.
The asset manager wasn’t aware of the decision until reading about it in a statement from Florida Chief Financial Officer Jimmy Patronis.
Experts participating in the InvestmentNews ESG Summit assert that using ESG factors provides better insight on potential return.
Experts say advisers who are introducing clients to ESG investing must start with flexibility and an open mind.
It can be hard to keep direct-index portfolios from 'drifting' from their benchmark index as stocks are swapped in and out.
BlackRock was among the financial firms stung by the bankruptcy of the crypto exchange, having invested roughly $24 million in FTX through a fund of funds.
The new report cites 24 areas of focus for Catholic-values investing, some of which overlap with ESG investing.
The Bitcoin Strategy Optimum Yield ETF would offer managed exposure to bitcoin futures contracts traded on the CME and investments in short-term debt securities.
Ballast Rock Private Wealth will operate independently of Ballast Rock Asset Management, but both firms focus on offering alts to wealthy investors.
Kunal Kapoor talks to ESG Clarity about engaging advisers and the language of ESG.
After nearly a decade of fighting for regulatory approval of semitransparent ETFs, the asset management industry is realizing what investors really want.
The converted ETFs will join a small but growing universe of transparent active strategies.
The regulator claims Goldman's asset management unit failed to properly weigh environmental, social and governance factors in some investment products.
The new rule frees retirement plan advisers to incorporate risk and return factors associated with climate change and other ESG investment alternatives.
Delphia's unique business model hopes to drive performance by culling data provided by investors. Skeptics say it might be too clever to succeed.
Meanwhile, LPL is launching an effort to pursue wealthier clients.
The FTX breakdown is convenient for plan fiduciaries who were struggling with the prudence of permitting crypto within an employer-sponsored retirement plan.
