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Celebrity investors have outperformed the average S&P 500 returns for 20 years
ALTERNATIVES OCT 03, 2023
Celebrity investors have outperformed the average S&P 500 returns for 20 years

The top performing A-lister has seen triple-digit returns on their net worth.

By Steve Randall
Treasury sell-off may reflect fears over rising US deficit
FIXED INCOME OCT 03, 2023
Treasury sell-off may reflect fears over rising US deficit

Benchmark US yields jumped to the highest levels in 16 years Monday.

By Bloomberg
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading
ALTERNATIVES OCT 02, 2023
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading

Galvin cites Fidelity's “half-hearted and lackadaisical attitude” on approving clients to trade risky securities.

By Bruce Kelly
US tech stocks rally ahead, says Goldman
EQUITIES OCT 02, 2023
US tech stocks rally ahead, says Goldman

Earnings-driven gains predicted by Wall Street analysts.

By Bloomberg
Why emerging markets are not the place to be right now
EMERGING MARKETS OCT 02, 2023
Why emerging markets are not the place to be right now

Bullish sentiment of early 2023 has faded among many analysts.

By Bloomberg
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod
ALTERNATIVES SEP 29, 2023
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod

But advisors who want crypto ETFs are waiting for spot products, observers say.

By Emile Hallez
Investors should ‘warm up’ to funds of funds, Opto says
ALTERNATIVES SEP 29, 2023
Investors should ‘warm up’ to funds of funds, Opto says

Many investors may shy away from such funds because of their fees.

By Josh Welsh
Advisors finally being forced to reckon with client cash
MUTUAL FUNDS SEP 29, 2023
Advisors finally being forced to reckon with client cash

Cash has clout again and suddenly financial advisors have real decisions to make about the excess funds in their client accounts.

By Gregg Greenberg
Annuities are changing the game for advisors
RIA NEWS SEP 29, 2023
Annuities are changing the game for advisors

Experts discuss the advantages of annuities and a handy tool for advisors at a recent webinar.

By Josh Welsh
Bitcoin ETF review delayed again by SEC
ALTERNATIVES SEP 29, 2023
Bitcoin ETF review delayed again by SEC

The regulator has paused decisions ahead of a government shutdown.

By Bloomberg
Broker who sold GWG bonds faces deluge of investor complaints
ALTERNATIVES SEP 28, 2023
Broker who sold GWG bonds faces deluge of investor complaints

'I intend to vigorously defend myself against these claims,' broker Tony Barouti states.

By Bruce Kelly
$116 billion saved in HSAs, Devenir finds
RETIREMENT PLANNING SEP 28, 2023
$116 billion saved in HSAs, Devenir finds

Asset and investment growth in health savings accounts was strong during the first half.

By Josh Welsh
Corporate bonds swing into loss amid hawkish Fed
FIXED INCOME SEP 28, 2023
Corporate bonds swing into loss amid hawkish Fed

Optimism has been shattered by the tougher stance taken by the central bank.

By Bloomberg
Franklin Templeton expects more debt defaults from junk firms
FIXED INCOME SEP 28, 2023
Franklin Templeton expects more debt defaults from junk firms

Asset manager sees greater risk in high-yield, but says it’s generally good risk.

By Bloomberg
US stock sell-off may intensify, Goldman Sachs warns
EQUITIES SEP 28, 2023
US stock sell-off may intensify, Goldman Sachs warns

MD Scott Robner says it's a "no rules market" but expects year-end rally.

By Bloomberg
RIAs seeing increase in client anxiety over retirement plans, survey shows
RETIREMENT PLANNING SEP 27, 2023
RIAs seeing increase in client anxiety over retirement plans, survey shows

Clients are increasingly worried about retirement prospects and the level of financial security they can achieve during their golden years.

By Gregg Greenberg
Nebraska team managing more than $600M switches to LPL Financial
INDEPENDENT BROKER DEALERS SEP 27, 2023
Nebraska team managing more than $600M switches to LPL Financial

Omaha-based Pat Ricketts and Mindy Helfrich were previously affiliated with Principal Securities

By InvestmentNews
BlackRock says insurers plan to boost private debt and credit
LIFE INSURANCE AND ANNUITIES SEP 27, 2023
BlackRock says insurers plan to boost private debt and credit

But the $29 trillion industry will pull back from PE and real estate.

By Bloomberg
Inflation is forcing some Americans to forego medical treatment
RETIREMENT PLANNING SEP 26, 2023
Inflation is forcing some Americans to forego medical treatment

Millions of people are likely already struggling to pay medical bills, report reveals.

By Steve Randall
Why government shutdown risk is good news for the greenback
FIXED INCOME SEP 26, 2023
Why government shutdown risk is good news for the greenback

US dollar is gaining strength and some analysts expect it to go further.

By Bloomberg