December 21, 2020
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Featured News
2020: The year Wall Street lost the wealth management race
COVID-19 slowed down but did not halt the flow of advisers fleeing wirehouse firms for the independent channel
Not even a global pandemic could derail RIA M&A momentum
Deal watchers say 2021 will be another record year
Why a new Betterment chief could usher in an IPO
Founder Jon Stein wasn’t able to achieve his ultimate goal of an initial public offering, but he transformed the little-known New York-based fintech into a digital behemoth
Trump administration pushes regulations across finish line in waning days
DOL rules affecting investment advice and the use of ESG factors may be vulnerable under Biden
401(k) lawsuits explode in 2020
New cases were filed against employers, and insurers have tamped down limits on fiduciary liability coverage
