February 3, 2020
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Featured News
2020 Icons & Innovators
InvestmentNews honors the icons and innovators who have shaped and transformed the financial advice profession
On the character of icons
The sine qua non of an icon is his or her integrity and honor
FSI denounces ‘regulation by enforcement’ despite strong rebuke from SEC’s Jackson
Group says Reg BI enforcement probably won’t draw same criticism as share-class crackdown
Banned from selling securities but still hawking insurance
Three salesmen barred for selling the Woodbridge Ponzi scheme still have state licenses to sell insurance
Financial advisers continued to bolt from Wall Street in 2019
Independent broker-dealers and RIAs scored sizable net gains of advisers at Wall Street's expense
