May 18, 2020
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Featured News
Virtual Attraction
There is no doubt recruiting has slowed as the financial advice industry deals with broad changes caused by the coronavirus. Can broker-dealers still recruit reps and advisers, even during a pandemic?
Morningstar to pay $3.5 million to settle SEC conflict-of-interest charges
The research firm did not comply with rules designed to separate credit ratings from sales and marketing, according to the regulator
Advisor Group to consolidate three former Ladenburg broker-dealers
The broker-dealers will be rolled into Securities America
10 IBDs with the most female reps
These independent broker-dealers have the highest percentages of female producing reps
