Hedge fund says US hard landing and sell-off frenzy ahead
Vantage Point Asset Management says people will be panicking.
Apollo impact investing co-head Marc Becker dies aged 51
The private equity firm executive was battling cancer.
SPAC to Nasdaq: deal hands auto tycoon $39B overnight
But could vulnerability to market swings wipe out fortune just as fast?
Advisors urge Congress to weigh debt reduction against SALT deduction
'As much as I might want to see some relief for my clients and myself, there should be a balance between revenue and expenses in the federal budget,' one advisor says.
Back-to-school season has advisors talking tuition strategies
Advisors reveal how they teach parent clients a lesson or two about tax-efficient ways to pay tuition bills.
Signature RIA set to open broker-dealer
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
DC plan sponsors taking more responsibility for employees’ retirement income
J.P. Morgan Asset Management survey reveals greater role of employers in workers' financial well-being.
$205M advisor duo joins LPL from Raymond James’ Fulton Financial Advisors
The team in Arundel County, Maryland, join LPL's broker-dealer, RIA and custodial platforms.
SageView founder to become chairman as private wealth leader joins as CEO
The firm is expanding its focus on wealth management and retirement plan advisory.
UBS to pay $1.4B to settle mortgage-backed securities case
The case is one of the firm's longest-running legal issues, dating back to 2006 and 2007.
US futures track lower as global stocks weaken
Inflation concerns and China growth are main concerns.
Big tech in focus for hedge funds in Q2
Meta, Microsoft, and Apple were among the top picks for funds.
EMs under pressure give money managers a jolt
Emerging markets are heading for their worst month since February.
Ex-Vanguard CEO joins venture capital firm to guide investments in advisor fintech
McNabb believes there is still lots of opportunity for technology to help advisors become more efficient and serve clients better.
UBS reaches $1.44B settlement in DOJ mortgage-bond case
The case, which dates back to 2006 and 2007, relates to the issuance, underwriting and sale of the securities.
Finra adopts reforms to make it tougher for brokers to clear their records
Securities attorney hails 'good day for Finra and an even better day for investors.'
Former Wells Fargo private bank execs gather assets at new firm
Jack Ginter was the president of Wells Fargo's private bank until he left in 2021.
Helping clients avoid the cost of financial ignorance
Advisors can bring back 'rational thinking' as study to mark Financial Awareness Day reveals lack of knowledge costs average household up to $5,059 a year.
Sequoia Financial acquiring special needs-focused wealth manager Affinia
Burlington, Massachusetts-based Affinia has 10 professionals overseeing $418 million in assets.
