Advisor News

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Will a target-date fund crash bury the boomers?
RETIREMENT PLANNING JUL 27, 2022
Will a target-date fund crash bury the boomers?

A TDF specialist likens the current market environment to that in 2008, when TDFs fell more than 30%.

By Gregg Greenberg
5 wealth management trends to pay close attention to
OPINION JUL 26, 2022
5 wealth management trends to pay close attention to

If you’re hoping to capitalize on new opportunities and remain ahead of the curve, it’s crucial to stay on top of current industry trends.

By Kristian Borghesan
Riskalyze expands leadership team to push for larger clients
FINTECH JUL 26, 2022
Riskalyze expands leadership team to push for larger clients

The company named Josh Gray as its new chief technology officer, promoted former senior vice president of marketing Justin Boatman to chief product officer and hired Craig Clark as first chief marketing officer.

By Ryan W. Neal
UBS wealth group's legal costs spike in Q2
WIREHOUSES JUL 26, 2022
UBS wealth group's legal costs spike in Q2

The legal expenses linked to UBS' Yield Enhancement Strategy, which featured options, appear to be adding up.

By Bruce Kelly
Coinbase faces SEC probe on crypto listings
ALTERNATIVES JUL 26, 2022
Coinbase faces SEC probe on crypto listings

The firm is facing a probe into whether it improperly let Americans trade digital assets that should have been registered as securities.

By Bloomberg
Inflation already slicing into retirement saving, says Schwab 401(k) survey
RETIREMENT PLANNING JUL 26, 2022
Inflation already slicing into retirement saving, says Schwab 401(k) survey

The nationwide study shows 79% of workers are changing their saving and spending habits because of inflation.

By Gregg Greenberg
Advisor Group launches employee wellness program
INDEPENDENT BROKER DEALERS JUL 26, 2022
Advisor Group launches employee wellness program

As part of the program, confidential mental health support will be provided to employees of the company’s six independent broker-dealers.

By InvestmentNews
ETFs that worry Wall Street regulators rake in billions
MUTUAL FUNDS JUL 25, 2022
ETFs that worry Wall Street regulators rake in billions

The products are a growing corner of the almost $6.4 trillion industry, defying words of caution issued by the Securities and Exchange Commission and others.

By Bloomberg
Alts groups oppose state regulators' REIT reform
ALTERNATIVES JUL 25, 2022
Alts groups oppose state regulators' REIT reform

The changes include raising the net-income and net-worth thresholds for purchases and imposing a portfolio concentration limit.

By Mark Schoeff Jr.
Worried about the growth of inflation? It may be time to buy the farm!
RETIREMENT PLANNING JUL 25, 2022
Worried about the growth of inflation? It may be time to buy the farm!

Investing in farmland has long been overlooked, primarily because most investors have little to no clue about how to access it.

By Gregg Greenberg
BPAS updates financial planning tool for participants
RETIREMENT PLANNING JUL 25, 2022
BPAS updates financial planning tool for participants

Roadways Mile Marker 2.0 adds real-time updates and projections to present a bigger picture of each participant's overall financial health.

By InvestmentNews
Pushing to bolster retirement readiness with SECURE 2.0
OPINION JUL 25, 2022
Pushing to bolster retirement readiness with SECURE 2.0

The legislation is a necessary step to ensure that more and more Americans can live comfortably once they stop working.

By Dale Brown
Carson Group snags another exec from LPL
RIA NEWS JUL 25, 2022
Carson Group snags another exec from LPL

Former LPL exec Burt White recruits Ryan Detrick for Carson Group's newly created role of chief market strategist.

By Jeff Benjamin
Overreach or on point? Gensler’s agenda debated
REGULATION AND LEGISLATION JUL 25, 2022
Overreach or on point? Gensler’s agenda debated

The SEC's rulemaking roster includes 27 in the proposal stage and 26 in the final stage — giving everyone plenty of favorites and targets.

By Mark Schoeff Jr.
Can your DC plan take a punch?
RETIREMENT PLANNING JUL 25, 2022
Can your DC plan take a punch?

Record inflation and 401(k) statement shock could send some retirement plans down for the count.

By Gregg Greenberg
The message is compliance
FINTECH JUL 25, 2022
The message is compliance

The substantial fines hitting big banks for failing to meet messaging-retention requirements shows the need for direction from the top to ensure the use of monitoring systems.

By InvestmentNews
The best robo-advisers of 2022 so far
FINTECH JUL 24, 2022
The best robo-advisers of 2022 so far

Condor Capital grades the best robo-advisers across 45 metrics, including financial planning, access to human advisers and cost.

By Ryan W. Neal
SEC fines Private Advisor Group $5.8 million for using high-fee mutual funds
INDEPENDENT BROKER DEALERS JUL 22, 2022
SEC fines Private Advisor Group $5.8 million for using high-fee mutual funds

It's the latest action in the SEC's long-running campaign to crack down on disclosure and best-execution failures involving 12b-1 fees.

By Mark Schoeff Jr.
Is the shortfall in retirement savings in America being greatly exaggerated?
RETIREMENT PLANNING JUL 22, 2022
Is the shortfall in retirement savings in America being greatly exaggerated?

InvestmentNews talks with David Musto, CEO of Ascensus, about whether Americans are being overly negative in their assessment of their retirement savings.

By Gregg Greenberg
Ex-Coinbase manager arrested in crypto insider-trading case
ALTERNATIVES JUL 22, 2022
Ex-Coinbase manager arrested in crypto insider-trading case

Ishan Wahi allegedly leaked information to his brother and a friend about when tokens were about to be listed on the exchange.

By Bloomberg