L.J. Jones found his niche by observing the challenges faced by his wife and her law school classmates.
One adviser faces charges of dealing in child pornography, according to the Certified Financial Planner Board of Standards Inc.
Personal Wealth Partners managed $631 million from two offices. The new locations in Minnesota and Wisconsin brings the total number of Credent Wealth Management offices to six.
The feature is designed to help plan participants and retirement plan advisers see the full wealth picture.
The Inflation Reduction Act provides certainty for sustainable investors, but compromises mean fossil fuel expansion.
JPMorgan Asset Management’s David Kelly says rebound is 'eminently doable' as the economy cools further.
Both Modern Life and Farther closed $15 million funding rounds, suggesting technology for advisers is still seen as an attractive opportunity.
Legislation that last year contained a litany of taxes on high earners has been whittled down to a bill with a few corporate tax provisions.
The Canadian firm expects to file the registration for an initial public offering of a portion of its US wealth management business during the fourth quarter.
Reynolds Investment Management’s eight-person team will work under Captrust’s brand.
The Plan Sponsor Council of America is launching a new campaign promoting retirement readiness just in time for National 401(k) Day in September.
The organization of state regulators cautions about taking advice from social media financial influencers because of possible conflicts.
The Grand Rapids, Michigan, planner will serve a one-year term and become chair of the board in 2024.
Al Jacobi and Tom Hakala form The Jacobi-Hakala Group after working together for over 20 years.
HC Financial Advisors, which was founded in 1986, is based in Lafayette, California.
Fledgling ETF provider Strive Asset Management hopes to compete with BlackRock, Vanguard and State Street for proxy voting power.
Wells and a former broker must pay $731,587. The claimants alleged investments were made 'with the sole purpose of generating additional commission or fees" for the broker.
The Vanguard Total Bond Market ETF, with assets of roughly $83.8 billion, has surpassed the $83.2 billion iShares Core U.S. Aggregate Bond ETF.
The publishing honor is for Benjamin's InvestmentNews series exploring advisers' marketing niches.
There are four distinct stages in the new retirement journey, and each offers advisers opportunities to help clients reflect on what they need to do to live comfortably throughout retirement.
