Purchase of Rand & Associates gives 1919 Investment Counsel a physical presence on the West Coast.
Many of them previously worked at A.G. Edwards, the firm founded by the great-great-grandfather of Benjamin F. Edwards & Co.'s CEO.
While the digital advice platform died, the financial planning technology lives on.
Financial advisers say the move will leave their clients vulnerable and sets a bad industry precedent.
The retirement landscape could be transformed, so advisers should pay close attention.
Five deals in five months lift the fledgling hybrid RIA to $5.5 billion.
Washington University in St. Louis joins other colleges that have prevailed in court.
Goal is to 'create a single point of accountability for the examinations of firms'
Your statements to an auditor could come back to haunt you should the issue escalate.
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Financial literacy – it starts with you!
Kudos to the NAIC for making LTC policies safer.
Encourage clients to review their drug coverage and Advantage plans for 2019.
Action comes as SEC continues crackdown on low-priced securities.
FPA seeks policy influence at state, federal levels; CFP Board thinks states should not get involved, and NAPFA agrees.
Regulators are done warning firms about data security and Voya receives a first nip.
The insurer, which recently doubled down on a strategy to encourage healthy living among life-insurance clients, is now doing the same on the LTC side.
New tools calculate costs, potential savings and solutions.
Reliable Wi-Fi, previously the domain of U.S. airlines, is becoming a global perk.
Brokerage executives expect the industry to put up a fight against the rule, which they say will lead to a complex web of compliance.
