Advisor News

Displaying 26597 results
Advisers blanch at Rubio cashing out 401(K)
RETIREMENT PLANNING MAY 19, 2015
Advisers blanch at Rubio cashing out 401(K)

Though most say it is never a good idea to take early distributions, the presidential hopeful should be in a better position than most to recover.

By Mark Schoeff Jr.
Late-in-life children can tangle your finances. Here are four rules to help.
RETIREMENT PLANNING MAY 19, 2015
Late-in-life children can tangle your finances. Here are four rules to help.

Put retirement savings ahead of college; if you're older, you have less room for error, and you need to take care of yourself first.

By Bloomberg
FINTECH MAY 19, 2015
Robo-adviser jumps into college savings market

FutureAdvisor starts offering free online access to 529 plans, Coverdell Educational Savings Accounts, UTMAs and UGMAs, with hope that consumers will sign on to advice platform.

By Alessandra Malito
Slow start to Obama's grand 'MyRA' retirement savings program
RETIREMENT PLANNING MAY 19, 2015
Slow start to Obama's grand 'MyRA' retirement savings program

Treasury Dept. met its deadline but significant hurdles remain to get workers signed up.

By Bloomberg
Third Madoff employee avoids prison sentence
REGULATION AND LEGISLATION MAY 18, 2015
Third Madoff employee avoids prison sentence

David Kugel, who helped create fake securities trades as part of the $17.5 billion Ponzi scheme, received a lighter sentence after helping the prosecution.

By Bloomberg
Help investors plug the $24 billion retirement savings leak
RETIREMENT PLANNING MAY 18, 2015
Help investors plug the $24 billion retirement savings leak

Workers forfeit an estimated $24 billion a year by not contributing enough money to their 401(k) plans to capture their employer's full match.

By Mary Beth Franklin
How to become a more valued retirement plan adviser
RETIREMENT PLANNING MAY 18, 2015
How to become a more valued retirement plan adviser

Employers are looking to discuss the specific needs of plan participants, which will eventually lead to solutions you can offer.

By Megan Yost
Consumer website that offers background checks irks advisers
FINTECH MAY 18, 2015
Consumer website that offers background checks irks advisers

A new website for consumers is drawing complaints from financial advisers who say it forces advisers to consent to, and even pay for, background checks on themselves — or risk losing credibility with potential clients.

By Davis Janowski
7 signs the fiduciary movement is coming to an end
PRACTICE MANAGEMENT MAY 17, 2015
7 signs the fiduciary movement is coming to an end

The reasons why it's time to close the curtain on the fiduciary movement and move on to finding the answers to more impactful questions

By Don Trone, Mary Lou Wattman and Steve Branham
RETIREMENT PLANNING MAY 17, 2015
From elder planning to implementation

Advisers' jobs include not only helping clients reach a secure retirement but also helping them live through that retirement

By MFXFeeder
OPINION MAY 17, 2015
A chance for change at the SEC

Pending departure of two commissioners brings up the prospect of transformation at the agency

By MFXFeeder
REGULATION AND LEGISLATION MAY 17, 2015
SEC's whistleblower program is a game changer

By MFXFeeder
FINTECH MAY 15, 2015
Pershing taps Marstone partnership to debut first adviser-focused robo

The platform, which can be white-labeled for advisers, powers risk profiling, account opening and digital advice, and allows advisers to input their own portfolio models.

By Alessandra Malito
Tick, tick, tick: Fannie Mae employees must decide by June 4 on retirement assets
RETIREMENT PLANNING MAY 15, 2015
Tick, tick, tick: Fannie Mae employees must decide by June 4 on retirement assets

With pension closed, options include lump-sum distribution, annuity, 401(k) or IRA.

By Mark Schoeff Jr.
Brokerage industry lobbying dollars dwarf investment advisers'
REGULATION AND LEGISLATION MAY 15, 2015
Brokerage industry lobbying dollars dwarf investment advisers'

The brokerage industry's lobbying spending dwarfed advisers' in the first quarter, with the DOL fiduciary rule a primary focus.

By Mark Schoeff Jr.
Automating better compliance to meet new SEC requirements
OPINION MAY 15, 2015
Automating better compliance to meet new SEC requirements

Here's how to meet the regulator's cybersecurity demands to protect your client's data

By Sam Attias
Advisers drop the ball, don't prepare for 'Mobilegeddon'
FINTECH MAY 15, 2015
Advisers drop the ball, don't prepare for 'Mobilegeddon'

Google is switching its algorithm to favor mobile-friendly websites for mobile searches, and that's going to leave many advisers hidden far down in search results.

By Alessandra Malito
FINTECH MAY 14, 2015
Backing up data in the cloud essential to advisers' disaster-recovery planning

Web-based programs are designed to ensure data security and remote access when emergencies happen.

By Alessandra Malito
Top GOP senators pressure DOL on fiduciary-duty timetable
REGULATION AND LEGISLATION MAY 14, 2015
Top GOP senators pressure DOL on fiduciary-duty timetable

GOP senators, including those with oversight of the agency, are among three dozen co-signers of a letter to Labor Secretary Thomas Perez seeking more time to comment.

By Mark Schoeff Jr.
Prepare your practice for the post-robo world
FINTECH MAY 14, 2015
Prepare your practice for the post-robo world

As robo-based services become more acceptable to clients of all ages, advisers will have to work differently.

By Joni Youngwirth