News

Displaying 43059 results
INDUSTRY NEWS JUN 04, 2012
The art and science of risk management

By Franklin Templeton
ALTERNATIVES JUN 04, 2012
Providers switch VA pitch to alternatives, taxes

By Darla Mercado
WIREHOUSES JUN 04, 2012
McCann the top-paid exec at UBS

UBS Wealth Management records another solid quarter under ex-Merrill big — but compensation's a hot topic right now for the bank's shareholders

By AOSTERLAND
INDUSTRY NEWS JUN 04, 2012
Emerging markets, long-term opportunity

This white paper from Invesco, which features a Q&A with Mark Jason - portfolio manager of the Invesco International Growth Fund - explores the primary drivers of emerging market economies and the potential for returns in these regions.

By Invesco
Mets owners may not pay any money in Madoff settlement
REGULATION AND LEGISLATION JUN 04, 2012
Mets owners may not pay any money in Madoff settlement

Mets owners' $162M settlement with Madoff trustees may be totally or partially offset by their own claims for $178M in losses

By Doug Cubberley
Mets owners ordered to play ball, give back $83M in Madoff money
REGULATION AND LEGISLATION JUN 04, 2012
Mets owners ordered to play ball, give back $83M in Madoff money

Judge backs claw back demand from bankruptcy trustee, also gives greenlight to trial; team's basic salary $90M

By John Goff
RETIREMENT PLANNING JUN 04, 2012
Industry stiffs DOL on request for IRA data in fiduciary analysis

By Mark Schoeff Jr.
REGULATION AND LEGISLATION JUN 04, 2012
Mets made twin killing by investing players' deferred comp with Madoff: Picard

Team owners allegedly looked to profit off the float, funneling money to Ponzi king

By John Goff
REGULATION AND LEGISLATION JUN 04, 2012
It is slow going on fiduciary rule

By Mark Schoeff Jr.
Financial groups to DOL: Let's talk about IRA request
RETIREMENT PLANNING JUN 04, 2012
Financial groups to DOL: Let's talk about IRA request

Sent letter to department seeking sit-down with research director; information due by Jan. 15

By Mark Schoeff Jr.
RIAS JUN 04, 2012
High-living broker Cliff Popper commits suicide in Florida

Cliff Popper, a broker notorious for high living and high commissions from sales of mortgage-backed securities, committed suicide on Tuesday.

By Bruce Kelly
RETIREMENT PLANNING JUN 03, 2012
Glimmer of hope in real estate sector sparks handicapping of early leaders

By Jeff Benjamin
EQUITIES JUN 03, 2012
Jobs data, troubles in Europe vex market

By Jeff Benjamin
OPINION JUN 03, 2012
Facebook lessons learned

The Facebook IPO flameout carries both healthy and unhealthy lessons for the investment community.

By MFXFeeder
REGULATION AND LEGISLATION JUN 03, 2012
Finra under fire

Finra is under scrutiny from a government watchdog as Congress prepares to consider a proposal that would give the agency oversight of investment advisers.

By Mark Schoeff Jr.
RIAS JUN 03, 2012
Citigroup beefs up U.S. wealth business

By AOSTERLAND
REGULATION AND LEGISLATION JUN 03, 2012
FSI goes with 'devil we know' in oversight of advisers

By Mark Schoeff Jr.
REGULATION AND LEGISLATION JUN 03, 2012
Two Provident execs hit with fines, bans

By Bruce Kelly
ALTERNATIVES JUN 03, 2012
SEC: Firm lied about execs' 'skin in game'

By Liz Skinner
Financial adviser ordered to turn over $1.2M in stolen 401(k) assets
REGULATION AND LEGISLATION JUN 01, 2012
Financial adviser ordered to turn over $1.2M in stolen 401(k) assets

Judge orders repayment in suit filed by the Labor Department

By Darla Mercado