Iqbal Khan, who had served as co-president of Global Wealth Management with Naratil, was promoted to president. Naureen Hassan will succeed Naratil as president of UBS Americas.
The latest update to Schwab Advisor Services' digital onboarding technology lets independent financial advisers open and fund up to 10 new client accounts in a single workflow.
Americans ages 45 to 75 are worried about the dual risks of high inflation reducing spending power in retirement or a recession impacting retirement income.
The product, which has been branded Protective Aspirations, allows holders to maximize either retirement income or growth potential.
Advisers often ask whether there's a way to minimize payroll taxes for small-business owners while maximizing future Social Security benefits.
But opponents, including SEC Commissioner Hester Peirce, want the agency to scrap the whole project.
The attorney, John W. Pauciolo, provided the legal approval for years of commercials advertising the unregistered Par Funding investments.
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
The move would potentially position Iqbal Khan as the eventual successor to CEO Ralph Hamers.
Whether you’re retiring or not, sit back and relax while you gain some insight, motivation and a few good laughs from our list of the best retirement movies of all time.
Adviser fintech promised to make firms more efficient and build deeper client relationships. Those claims may soon be tested.
The latest iteration of Chairman Gary Gensler's agenda contains 53 pending proposals. The financial industry is nervous.
Financial adviser moves are up 3.8% year over year through the first five months of the year but down when compared to their most recent high in 2019.
The House approved the retirement-industry boosting SECURE Act 2.0 in a landslide, setting the stage for a Senate vote in the back half of 2022.
If the pie keeps growing, wirehouse brokers probably won’t mind getting a relatively smaller slice.
The adviser world returned from the July 4 holiday ready to spend some money on technology.
Regulation Best Interest now ranks 14th on the list of the types of controversies involved in disputes between customers and brokerages. It likely will keep rising on the list.
The Pennsylvania-based firm's 40 advisers, who manage $5 billion in assets, will become part of LPL's employee channel.
Longer lifespans increase the chance that your clients will outlive their money or have to drastically downgrade their lifestyle.
The acquisition brings more than 700 RIAs using Redi2's billing and invoicing software, BillFin, into the Envestnet ecosystem.
