Litigators this week brought class-action lawsuit claims against PPL Corp., Mass General Brigham and Milliman Inc. over their multibillion-dollar 401(k)s and 403(b)s.
The $7.1 billion cryptocurrency exchange has agreed to purchase Bitria, a 5-year-old startup that provides advisers with tools to access and manage holdings of Bitcoin and other tokens.
Marketing is a long game. First impressions matter, but lasting impressions matter more.
The new products not only provide investment opportunities that aren't available on the open market, but can also combine a client’s passions — for things like antique cars or even musical instruments — with their investment portfolios.
Three-quarters fear new Covid variant could cause a recession.
While the company hasn't staunched the bleeding of its financial advisers completely, the three months ending in December saw the rate of decline slow a bit, while the average revenue per adviser continued to increase.
The deal for Portfolio Evaluations of New Jersey is Captrust’s 54th acquisition since 2006.
While 2021 presented several challenges, there were also many positive legislative and regulatory developments over the course of the year.
Retirement plan consultant Gouldin & McCarthy is based in Basking Ridge, New Jersey.
More than 650 employers in the state will be sent notices that they're not in compliance. Fines start at $250 per employee.
It's unclear how political battles on other issues will affect the timeline for votes on administration nominees.
The former UBS chief was named co-chair of recently rebranded NewEdge Capital Group.
The Addepar platform tracks how investment portfolios perform across asset classes by aggregating data from client portfolios and overall market performance.
The fund giant says it also added $20 billion in defined-benefit assets last year.
Hugh Lau is leaving D.A. Davidson to start his own firm in Lincoln, Nebraska.
Aggregators realize that in-plan retirement income solutions are needed, while CIOs understand that advisers need to be able to help participants navigate the myriad of benefits offered at work.
A mobile app update removed some functionality and was lampooned on social media sites and in online reviews last year. A website malfunction weeks later couldn’t have come at a worse time.
Less than a third of employers offer such services in some form, most often as it relates to retirement saving. And when the services are available, plan participants tend not to use them.
The victorious lawyer focused on alleged missteps related to liquidity and risk management, rather than conspiracy theory.
Matthew Clason was registered with Lincoln Financial Advisors until 2016, when he moved his registration to LPL Financial.
