Advisor News

Displaying 26679 results
Will your clients really save more when the kids leave home?
RETIREMENT PLANNING APR 08, 2015
Will your clients really save more when the kids leave home?

A new study by the Center for Retirement Research at Boston College ran the numbers.

By Bloomberg
Fired $1.3B Merrill broker speaks out
PRACTICE MANAGEMENT APR 08, 2015
Fired $1.3B Merrill broker speaks out

A 33-year veteran,Thomas Buck won't fight the wirehouse's allegations and is looking to move on after his sudden, unexpected termination

By Mason Braswell
PRACTICE MANAGEMENT APR 08, 2015
Answering the questions raised by the DOL's fiduciary proposal

For complete balance, all interested parties should weigh in and the government should listen.

By Dale Brown
Don't be left behind by robo revolution
FINTECH APR 08, 2015
Don't be left behind by robo revolution

Entrance of big players like Schwab will accelerate changes in the way financial advice is delivered to consumers

By Joe Duran
RETIREMENT PLANNING APR 08, 2015
Resurgence ahead for life settlements industry?

Underfunded universal life policies' loss may be a gain for secondary insurance market.

By Darla Mercado
Vanguard digital advice platform gives investors choice on active vs. passive
RETIREMENT PLANNING APR 07, 2015
Vanguard digital advice platform gives investors choice on active vs. passive

Stock-and-bond pickers are a side dish served on request in soon-to-come digital advice offering.

By Trevor Hunnicutt
SEC puts emphasis on retirement savers in 2015 exam priorities
RIA NEWS APR 07, 2015
SEC puts emphasis on retirement savers in 2015 exam priorities

This year, the regulator says it will explore risks associated with increasingly popular alternative investments designed to generate high yields amid low interest rates “as investors are more dependent than ever on their own investments for retirement.”

By Mark Schoeff Jr.
RETIREMENT PLANNING APR 06, 2015
The other kind of diversification

A well-thought-out plan that takes into account tax-efficient withdrawals can be key for retirees.

By Bloomberg
FINTECH APR 06, 2015
Robo rumpus gets vicious

The battle between robo-advisers and Charles Schwab & Co. is heating up. Online investing companies like Betterment and Hedgeable have jumped in to rally against Schwab Intelligent Portfolios, the discount broker-dealer's new retail robo-adviser. The arguments have spanned across the web on blog posts, tweets and comments.

By Alessandra Malito
How to perfectly time your clients' Medicare enrollment
RETIREMENT PLANNING APR 06, 2015
How to perfectly time your clients' Medicare enrollment

Decisions on Medicare enrollment carry a meaningful financial impact, are closely tied to Social Security choices

By Peter Stahl
FINTECH APR 05, 2015
You've got mail ... and more mail ... and more ...

Tips about uncluttering your inbox (bet Hillary Clinton wishes she had).

By Alessandra Malito
The cruelest month: IRS doesn't mess around in April
RETIREMENT PLANNING APR 05, 2015
The cruelest month: IRS doesn't mess around in April

Fraud prosecutions remind the public of the agency's enforcement muscle.

By Bloomberg
Focus Financial invests in $600 million wealth manager
RIA NEWS APR 05, 2015
Focus Financial invests in $600 million wealth manager

Deal comes amid slowdown for large investors in financial advisory firms.

By Trevor Hunnicutt
Employer objections stand in way of 401(k) plan success
RETIREMENT PLANNING APR 05, 2015
Employer objections stand in way of 401(k) plan success

Advisers can adopt strategies to counteract arguments against trying to maximize contributions

By Darla Mercado
More companies than ever avoid paying taxes
RETIREMENT PLANNING APR 03, 2015
More companies than ever avoid paying taxes

A record 54 companies in the S&P 500 are now at least partially exempt from the corporate income tax, more than twice the number four years ago.

By Bloomberg
Did Social Security slice benefits for people with disabilities?
RETIREMENT PLANNING APR 03, 2015
Did Social Security slice benefits for people with disabilities?

A minor change in the Social Security Program Operations Manual System late last year resulted in what some advocates call an 'outrage.'

By Mary Beth Franklin
REGULATION AND LEGISLATION APR 03, 2015
Want to change tax policy? Two powerful senators want to hear from you

Senate leaders are asking the public to add their ideas for overhauling the code to the bipartisan debate.

By Mark Schoeff Jr.
Saving for college got tougher last year
RETIREMENT PLANNING APR 02, 2015
Saving for college got tougher last year

Average savings level of $10,040 is lowest in three years as cost of living, lower earnings squeeze out savings.

By Bloomberg
Millennials are shunning financial advice
EQUITIES APR 02, 2015
Millennials are shunning financial advice

<i>Breakfast with Benjamin</i>: Millennials don't really care about financial advice, which is a boon for robo-advisers, but a bad sign for the advice industry.

By Jeff Benjamin
INDEPENDENT BROKER DEALERS APR 02, 2015
Brokerage executives enjoying steadily increasing payouts

As markets thrive and wealth management becomes a focus at major firms, brokerage execs like Morgan Stanley's Greg Fleming enjoy bigger paydays.

By Mason Braswell