Marcy Venture Partners in advanced talks for 'California merge 'em'.
The financial titan’s CEO urges employees to “hold heads high” as it faces anti-money-laundering actions from multiple regulators.
Advising high-net-worth families and individuals, the two veterans are breaking away from the wirehouse giant to join the $2.5B independent.
Serving multigenerational clients, the three former Janney Montgomery Scott advisors in Connecticut include a 46-year industry veteran.
"Another schlocky broker-dealer gets hit with an arbitration award and the owner and everyone else declare bankruptcy," said one attorney.
University costs are eye-watering for parents, but the new stratospheric prices offer advisors an opportunity to provide real value to clients and their families.
The new fiduciary rule will pull a lot of brokers under the Employee Retirement Income Security Act, and harkens back to the levelized compensation from the 2016 rule.
From data accuracy to active listening and a focus on efficiency and simplicity, the best research platforms for financial advisors lead on several fronts.
President of Crestwood Advisors says how a company thinks about growth is key to achieving it over the long term.
Hopes of Fed rate cuts boosted equities again Monday.
American Investment Council says the market continues to expand.
BCG report urges firms to seize the opportunity from tech innovations.
Firms such as Citadel, Jane Street aim to disrupt Wall Street domination.
Net income smashed analysts’ expectations for first quarter.
Strong economy means the fund should be in a solid position until 2036.
The wealth management giant has gotten even more colossal as it welcomes $115 billion in assets and some 1,400 advisors.
The broker-dealer giant has onboarded a husband-wife tandem who previously managed $200M at Edward Jones.
"These firms have to go back, hire a new accounting firm and restate financials," said one senior industry executive.
The veteran advisor, whose resume includes time in Silicon Valley, brings a $275M book that includes lawyers, small business owners, and widows.
Extended to eligible RIA clients, the new offering takes the staid practice of securities lending to the alternative investment space.
