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Alts allocations by LPs to rise along with use of AI, survey reveals
ALTERNATIVES SEP 11, 2023
Alts allocations by LPs to rise along with use of AI, survey reveals

Limited partners and asset allocators appear wary of more volatile asset classes.

By Steve Randall
Kingsview expands with $260M former Wells Fargo duo
ADVISOR MOVES SEP 11, 2023
Kingsview expands with $260M former Wells Fargo duo

The firm's new office is in Roseville, Minnesota.

By Steve Randall
The Bay State’s fiduciary ruling
REGULATION AND LEGISLATION SEP 11, 2023
The Bay State’s fiduciary ruling

With the Massachusetts decision, the fiduciary question now moves to states.

By InvestmentNews
IAA taps LPL Financial and Northwestern Mutual as it prepares for growth
INDUSTRY NEWS SEP 11, 2023
IAA taps LPL Financial and Northwestern Mutual as it prepares for growth

Two new executives have joined the alliance of independent advisors.

By Steve Randall
US economy is resilient but are markets losing confidence?
INDUSTRY NEWS SEP 11, 2023
US economy is resilient but are markets losing confidence?

American consumers are about to crack warns investors' survey.

By Bloomberg
Morgan Stanley is the lone bull in a Treasuries bear market
INDUSTRY NEWS SEP 11, 2023
Morgan Stanley is the lone bull in a Treasuries bear market

The firm says investors should buy US sovereign debt, doubting soft landing.

By Bloomberg
Short sellers see $13B win with often overlooked equities
INDUSTRY NEWS SEP 11, 2023
Short sellers see $13B win with often overlooked equities

Sometimes taking the road less traveled proves profitable.

By Bloomberg
Tesla's supercomputer could spark surge in market value
INDUSTRY NEWS SEP 11, 2023
Tesla's supercomputer could spark surge in market value

Dojo could do for the EV firm what cloud computing has done for Amazon.

By Bloomberg
What to watch in EMs even as China flounders
INDUSTRY NEWS SEP 11, 2023
What to watch in EMs even as China flounders

Emerging market ETFs are attracting cash to non-China strategies.

By Bloomberg
How a former teacher is educating the world about 403(b)s
RETIREMENT PLANNING SEP 10, 2023
How a former teacher is educating the world about 403(b)s

Authoritative and personable, with an underdog spirit, InvestmentNews Innovator Dan Otter is on a mission to root out bad retirement plans and investments for teachers.

By Emile Hallez
Advisors confident wealthy clients will avoid IRS crackdown
REGULATION AND LEGISLATION SEP 08, 2023
Advisors confident wealthy clients will avoid IRS crackdown

Most HNW individuals are compliant because they have quality advisors who know the law and how to follow it correctly, says one advisor.

By Mark Schoeff Jr.
Staying home to raise kids has retirement repercussions, study finds
RETIREMENT PLANNING SEP 08, 2023
Staying home to raise kids has retirement repercussions, study finds

Women should ensure spouse's wealth is aligned to long-term goals of both, says Schwab Wealth Advisory director.

By Emile Hallez
After fee fight, latest Schorsch REIT merger OK'd
ALTERNATIVES SEP 08, 2023
After fee fight, latest Schorsch REIT merger OK'd

'We maintain our view that this represents an overly generous payment to the manager,' Institutional Shareholder Services says of the fee resulting from the deal.

By Bruce Kelly
Barr wades in to join battle to cripple Finra
REGULATION AND LEGISLATION SEP 08, 2023
Barr wades in to join battle to cripple Finra

Former Trump Attorney General enters fight with other heavyweights on behalf of broker-dealer against Biden’s Justice Department.

By Matthew Sellers
ETF inflows were $137B in Q2, but what's next for the industry?
ETFS SEP 08, 2023
ETF inflows were $137B in Q2, but what's next for the industry?

Vanguard says investors are returning to risk assets.

By Steve Randall
LPL welcomes $205M team to its employee advisor channel
BROKER DEALERS SEP 08, 2023
LPL welcomes $205M team to its employee advisor channel

A new firm is born in Houston with Linsco by LPL Financial.

By Steve Randall
CFTC crackdown on DeFi firms' unlawful transactions
INDUSTRY NEWS SEP 08, 2023
CFTC crackdown on DeFi firms' unlawful transactions

Regulator says that firms believe smart contracts allow unregistered trading.

By Bloomberg
Dallas Fed president says rates may have to go higher
INDUSTRY NEWS SEP 08, 2023
Dallas Fed president says rates may have to go higher

Lorie Logan says there may be a skip this month but more hikes may be needed.

By Bloomberg
Goldman underperformers could be out next month
PRACTICE MANAGEMENT SEP 08, 2023
Goldman underperformers could be out next month

The Wall Street bank is likely to shed 1% to 5% of its workforce in annual review.

By Bloomberg
Former FTX executive pleads guilty to criminal charges
INDUSTRY NEWS SEP 08, 2023
Former FTX executive pleads guilty to criminal charges

Ryan Salame headed up the collapsed crypto exchange’s Bahamas subsidiary.

By Bloomberg