Ritholtz Wealth Management, Founder, Chair and Chief Investment Officer
Former adviser James Booth also pleads guilty in criminal case.
Richard Pakes starts CVG Wealth Management in Santa Barbara, California
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New regulations and the changing technological and media landscape raise many vexing and interrelated questions for advisers, their firms and the investing public.
With M&A in the RIA space setting records, the focus turns naturally to the seemingly irreversible influence of private equity money.
Abbott Labs and Genentech won dismissals in cases against them, although plaintiffs can refile their complaints. Cerner Corp. and BlackRock have reached settlements in class-action cases against them.
The atmospherics suggested that if bills emerge, they will have a difficult path through the narrowly divided House and Senate.
Tech-driven personalization, enhanced user experiences, and ESG served as key themes during InvestmentNews’ inaugural Next Gen Summit.
The broker transferred funds from the investment account of a couple whose portfolio he managed directly into bank accounts he controlled, according to the Department of Justice.
Firm head and former Trump economic adviser share ‘love of free markets’
Bitcoin's rally and an increase in institutional adoption amplify the need for advisers to educate themselves on cryptocurrencies.
At a Financial Services Committee hearing, House Democrats pressed the leaders of Robinhood and Citadel on whether they're profiting at the expense of retail investors
'Investors harmed by Robinhood’s trading restrictions should be able to argue their case in court, rather than in closed-door proceedings that are too often rigged against claimants,' Warren wrote in a letter to Finra CEO Robert W. Cook.
A group with seven advisers in West Virginia and a solo adviser in Ohio switch affiliations.
Despite new figures showing higher savings rates and account balances, just over half of people said they are worried about how the pandemic will affect their financial security in retirement.
The 84-year-old fund complex enters the ETF market with four funds, including two ESG strategies, and joins a host of fund companies seeking opportunities in the semitransparent space.
